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A n A pplic ation of Con s traint - Indu c e d T he rapy in P atient s W ith Chron ic Hem ipare s is A fter B rain Injury

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A n A pplic at ion o f Co n s traint - In du c e d T h e rapy in P at ie nt s W ith Chron ic H e m ipare s i s

A ft e r B rain Injury

P ar k Ji- w on , M .S c ., P .T . Dept . of Rehabilit ation Medicine

College of Medicine, Ch onbuk National Univ er sity K im J on g - m an , P h .D ., P .T ., O .T .

Dept . of Phy sical T her apy , Division of Health , S eon am Univ er sity K im Yu n - h ee, Ph .D ., M .D .

Dept . of Reh abilitation Medicin e, College of Medicine

Resear ch In stitution of Clinical Medicin e, Chonbuk National Univ er sity

국 문 요 약

뇌 손 상 후 편 부 전 마 비 환 자 에 서 의 억 제 - 유 도 치 료 의 적 용

박지원

전북대학교 대학원 의학과 재활의학교실 김종만

서남대학교 보건학부 물리치료학과 김연희

전북대학교 의과대학 재활의학교실

뇌 손상 후 급성기에 기능의 자발적인 회복이 일어나지만 환자들은 환측의 상지를 잘 사용하지 못하게 된다. 그 결과 원하는 움직임을 억제하는 상황을 발생시키는데 이것을 학습 무사용 증후군(learned nonu se syndrome)이라 한다. 이러한 학습 무사용 증후군을 치료하기 위해 억제- 유도 치료(constraint - induced therapy )가 고안되었다. 억제- 유도 치 료는 연속되는 몇 주간에 걸쳐 매일 많은 시간 동안 건측의 상지를 묶어두고 환측 상지 를 사용하게 하여 기능을 반복 학습하게 함으로써 기능을 증진시키는 방법이다. 이미 여 러 연구자들이 경두개 자기자극(transcranial magnetic stimulation), 움직임 관련 피질전 위(movement - related cortical potential), 기능적 자기공명 영상기법(functional magnetic r esonan ce im aging ) 등을 통하여 억제- 유도 치료 후 운동피질영역에서의 재조직화를 보 고함으로써 기능 증진과 관련된 회복 기전을 뒷받침하고 있다. 억제- 유도 치료의 영역은 확대되어 뇌졸중, 척수손상, 고관절 치환술 후로 하지에서의 기능증진을 위하여 연구가 진행되고 있으며 특히 뇌졸중 후 실어증 환자에서 새로운 방법으로 제시되고 있다. 따라 서, 억제- 유도 치료는 신경학적인 손상 후 움직임의 재활에 있어서 치료- 유도를 통한 중 추신경계의 회복에 효과적으로 작용할 수 있다.

핵심단어: 경두개 자기자극; 기능적자기공명 영상기법; 억제-유도 치료; 움직임 관련 피질전위; 학

습 무사용 증후군.

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In t ro du c t i o n

Con str aint - Induced ther apy (CI ther apy ) is a new int erv ention th at has been u sed for the tr eatm ent of upper extr emities of str oke patient s (Miltner et al, 1999). It is estim at ed that patient s am enable t o sub st antial impr ov em ent as a r esult of CI ther apy r epr esent at least 50% of the t ot al str oke population (T aub et al, 1998).

At pr esent , ther e is little experim ental eviden ce av ailable indicating that phy sical and occupational ther apy is effectiv e for patients with chronic cerebrovascular accident (CVA ). T he liter atur e is ev en equiv ocal on the v alue of phy sical r ehabilit ation for subacute patient s fr om the past 10 y ear s (T aub et al, 1999). In the Wint er 1998 issue of the j ourn al "T opics in Str oke Rehabilitation" devoted to Functional Implica - tion s of Upper Extr emity Manag ement , there was a discussion on specific ther apeutic approaches to improving upper limb function . Aft er the confer ence, CI ther apy has been support ed with evidence fr om contr olled r andomized studies , and hav e been sh own to be effective for the upper limb. Mor eov er , CI theapy does not inv olv e m edication s or side effect s, and th er e ar e no significant risk s (T aub et al, 1999).

Now , CI ther apy has been studied by v ariou s inv estigat or s ev er sin ce th at discu ssion (Blant on an d W olf, 1999; Kim et al, 2001; Kunkel, 1999; Levy et al, 2001;

Miltn er et al, 1999; S abari et al, 2001).

T hey had to make u se of th e m or e- affect ed limb for a t ar get of 90% of w aking h our s by employin g one of sev er al m eth ods for con str ainin g or r educin g u se

of the les s - affect ed limb for 2 or 3 w eek s.

T he r esult s r educed the m ot or deficit s of the m or e- affect ed limb s of m any patient s with chr onic CVA . T he th er apeutic effect has also been dem on str at ed t o tr an sfer fr om the clinic t o the r eal w orld.

Recently , CI ther apy becom e t o st art and expan d t o other r egion s such as the tr eatment of upper limb deficit s in tr aum atic br ain injury and low er limb deficit s in patient s with CVA , spin al cor d injury , an d hip fr actur e. Another issue is possible of th e cortical r eor g anization a s a r ecov ery mechanism that account s for the ther apeutic effect of int erv ention (T aub et al, 1999). T his article describes hist orical backgr ound, application s, and new tr end of CI ther apy and br ain im aging study finding m ot or r ecov ery mechanism aft er CI ther apy .

H i s t o ri c a l B a c k g ro u n d

T he principle of CI ther apy ar e based on earlier ba sic r esear ch with m onkey s in whom som atic sen sation w as sur gically abolished fr om a sin gle upper extr emity by dor sal rhizot omy (T aub , 1977; 1980). When a single for elimb is deaffer ent ed in a m onkey , the anim al does not make u se of it in the fr ee situation (Knapp et al, 1958).

How ev er , Kn app et al (1963) and T aub and Berm an (1968) found th at m onkey s can be induced t o u se the deafferented limb by restricting m ov ement of int act limb for sev er al day s. A u seless limb is ther eby conv erted int o a limb capable of ext en siv e m ov em ent (T aub , 1980).

Experiment al evidence in dicat ed th at the

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loss of motor function due t o deaffer ent ation r esult s in a learned behavior al supr ession t ermed learned nonu se (T aub , 1977;

1980). As a background for this explanation , one should not e that subst antial neur ological injury u sually leads t o a depr es sion in m ot or and/ or per ceptual function that is con sider ably gr eat er than will ev entually be the case after spontaneou s r ecov ery of function has taken place. T he pr ocess r espon sible for the initial depr ession of function an d the lat er gr adu al r ecov ery of function , which occur s at the lev el of both the spinal cor d and the br ain , is, at pr esent , in complet ely under st ood. How ev er , r egar dles s of the m ech anism , r ecov ery pr oces ses com e int o oper ation following deaffer ent ation so that aft er a period of time m ov ement s can , at least pot entially , be ex pr essed (T aub et al, 1999).

T he sam e m echanism is thou ght t o apply t o patient s who suffer mild t o m oder ate hemipar esis aft er str oke. It w as felt that the t echniques that ov er com e learned n onu se in m onkey s aft er unilat er al deaffer ent ation might also uncov er lat ent m ot or pot entials of m any str oke patient s and ther eby con stitut e a pot ential tr eatm ent t o incr ease upper limb u se (Miltn er et al, 1999). Mutiple experim ent s th at hav e applied the unaffect ed arm con str aint and affect ed arm tr aining t echniques t o str oke patient s h av e support ed this hypothesis (T aub et al, 1993; T aub et al, 1996; T aub et al, 1998; W olf et al, 1989)

Clin i c a l A ppli c a t i o n s

S e le c t ion c rit e ria

T aub et al (1993) began with a pilot experim ent that inv olv ed application of both component s of the published pr ot ocol (ie, par etic arm tr ainin g and contr alat er al arm r estr aint ) t o th e r ehabilit ation of patient s with chr onic CVA with r esidual hemipar esis. T hey u sed minimum m ot or crit erion defining at least 20 ex tention at wrist an d 10 at each of the fin ger s in affect ed arm . W olf et al (1989) stu died patient s who w er e mor e than one- year post - injury and who possessed a minimum of 10 ext en sion at the m et acapophalang eal (MP ) and interphalangeal (IP ) joint s and 20 ext en sion at the wrist of the affect ed arm . Miltn er et al (1999) studied each patient who either m et or ex ceed a minimum m ot or crit erion of at least 20 ex t en sion of the affected wrist and 10 of each fing er . Levy et al (2001) u sed following crit eria :

⑴ age between 21 and 80 year s, with an upper limb hemipar esis secondary t o th e fir st str oke; ⑵ the ability t o ext end their par etic wrist 20 and at least t w o of their finger s and th eir thumb s 10 at the MP joint ; ⑶ 3 m onth s dur ation fr om the on set of th e str oke.

A s s e s s m e nt t o ol s

Many inv estigat or s (Blant on an d W olf, 1999; Kopp et al, 1999; Kunkel et al, 1999;

Levy et al, 2001; Miltn er et al, 1999) hav e

been u sed th e W olf Mot or F un ction T est

(WMF T ) and Mot or A ctivity Log (MAL) t o

compar e m ot or function befor e and aft er CI

ther apy . T he WMFT w a s dev eloped t o

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qu antify m ot or fun ction aft er str oke and tr aum atic br ain injury (W olf et al, 1989).

T he WMF T con sist s of 14 tim e- r elat ed activities an d 2 str en gth t est s m easurin g in a clinical envir onm ent (Morris et al, 1997).

T he t est st art s pr oxim ally and m ov es dist ally , then combin es all the j oint m otion s within th e cont ext of function al t ask s. T he MAL is a structured interview that identifies perform ance on 30 daily activities an d an or dinal scale that m easur es how subject s per ceiv e th eir function in the hom e environment . For instance, the MAL ev aluat es how much”(quantity ) and how w ell”(quality ) the affected extr emity w as u sed in specific daily activities, such as turning on a light swit ch or donning shoes (Blant on an d W olf, 1999). Int err at er r eliability for the WMF T w as .97 or gr eat er for perform ance tim e and .88 or gr eat er for functional ability (Morris et al, 2001). T he how w ell portion of the MAL has been sh own t o hav e an int err at er r eliability of .94 (Miltner et al, 1999).

T he F ugl- Mey er A ssessm ent (F MA ) scale has also been u sed t o compar e ther apeutic effect (Kim et al, 2001; v an der Lee et al, 1999). T he upper ex tr emity m ot or section of the F MA scale w as applied t o m easur e th e ability t o m ov e the hemipar etic arm out side th e syner gistic patt ern on 3- point scale (m aximum scor e, 66 point s ). T he F MA scale h as been foun d t o be v alid (Fu gl- Mey er et al, 1975), r eliable (Duncan et al, 1983), and r espon siv e in the fir st 6 m onth s after str oke (De W eer dt et al, 1985).

Int erv ent ion

T r eatm ent in most study con sisted of 2

m ain elem ent s : ⑴ r estriction of m ov em ent of the unaffect ed upper ex tr emity by placing it in a r estin g hand splint/ slin g en semble for 90% of th e h our s spent aw ake for a period of 12 day s an d ⑵ int en siv e tr ainin g of the affect ed arm (Kim et al, 2001; Levy et al, 2001; Lipert et al, 1998; Miltn er et al, 1999). T hey u sed t ask orient ed activities such as r eachin g , gr aspin g , m oving block s fr om on e cont ain er t o another , turnin g the pages of a m agazine, car d activities, writing activities, food pr epar ation , ir oning , v accuming , and ball activities.

Co rt i c a l R e o rg a n i z a t i o n

Recent focal tr an scr anial m agn etic stimulation (T MS ), neur oelectric sour ces im aging , m agn etic sour ce imaging studies with hum an s, carried out by v ariou s inv estigat or s and sug gest that cortical r eor ganization m ay be associat ed with the ther apeutic effect of CI ther apy (Elbert et al, 1995; Jenkin s et al, 1990; Recanzone et al, 1992; St err et al, 1998). P on s (1991) found that m assiv e cortical r eor ganization takes place after somat osensory deaffer enta - tion of an entir e for elimb in m onkey s . Elbert et al (1994) and Yang et al (1994) also report ed that massive cortical r eor gani- zation t akes place in hum an s aft er CNS injury. These result s, especially those r elatin g t o u se- dependent cortical r eor ganization , suggest that the size of the cortical r epr esent ation of a body part in adult hum an s depends on the am ount of u se of that part (T aub et al, 1999).

T he hypothesis that CI ther apy pr oduces

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a lar ge u se- dependent cortical r eor ganiza - tion in hum an s with str oke- r elat ed par esis of an upper limb w a s r ecently confirmed in sev er al stu dies. Liepert et al (1998) u sed T MS t o m ap th e ar eas of the br ain th at contr ol arm m ov em ent in 6 patient s w ith a chr onic upper limb hemipar esis befor e and aft er CI T h er apy . T hey r eport ed that chan ge in the size of cortical mot or ar ea and shift of m ean cent er of gr avity of m ot or output m aps in the dam aged hemispher e elicit ed aft er CI ther apy .

Con str aint - in duced ther apy h ad led t o a r ecruitm ent of lar ge number of neur on s adj acent t o those originally inv olv ed in contr ol of the limb by m ov em ent of th e CVA - affect ed limb . Kopp et al (1999) applied dipole m odelin g of st eady - st at e m ov em ent - r elated cortical pot entials (MRCP ) befor e and aft er tr aining an d 3 m onth s lat er . T he sour ce location s associat ed with affect ed hand m ov em ent w er e unu sual at follow - up becau se activ ation of the ipsilat er al hemispher e w as found in th e ab sence of mirr or m ov ement s

of the un affect ed hand. T his lon g - term chan ge m ay be con sider ed as an initial dem on str ation of lar ge- scale neur oplasticity associat ed with in cr eased u se of the par etic limb aft er application of CI th er apy .

Experiment al eviden ce of CI T her apy is associat ed w ith a u se- dependent incr ea se in cortical r eor g anization . It has been confirm ed by neur oimaging studies u sing function al m agn etic r eson ance im aging (fMRI) t echniques. Levy et al (2001) report ed that CI ther apy produced significant function al impr ov em ent and r esult ed in plasticity as dem on str at ed by fMRI. Aft er tr aining , 2 patient s show ed activ ation bor dering the lesion , bilat er al activ ation in the association cortex , and ipsilat er al acti- v ation in the prim ary mot or cort ex . In anoth er study , Kim et al (2001) inv esti- gat ed that CI th er apy is r elat ed to a u se- depen dent r eor g anization in cortical net w ork . P atient s show ed incr eased acti- v ation on contr alat er al an d ipsilat er al mot or cortex (Fig 1) and act iv ation on ot h er ar ea s su ch a s p ar iet al lobes.

F ig 1. Comparion of activ ation before (A ) an d aft er (B) CI therapy by fMRI. Aft er CI therapy , activ at ion of contr alat er al and ipsilat eral m ot or cort ex w as n oticed w hile only sm all activ ation focus w as seen in the contralat eral m ot or cort ex before CI theapy .

A . B .

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T hese findin g s suggest that CI T her apy pr oduce an incr ease in arm u se by t w o linked but in depen dent m echanism s. F ir st , CI T her apy chan ges the contin gencies of r einfor cem ent so that the nonu se of the m or e- affected arm learned in the acut e and early sub - acut e periods is count er condi- tioned. S econd, the con sequent incr ease in m or e affect ed arm u se, inv olving su st ain ed and r epeated pr actice of functional arm m ov em ent s, indu ces expan sion of the contr alater al cortical ar ea contr ollin g m ov e- m ent of the m or e- affect ed arm and r ecruitm ent of n ew ipsilat er al ar eas. T his u se- depen dent cortical r eor ganization m ay serve as the neural basis for the perm an ent incr ease in u se of the affected arm . Moreover , by providing a phy siological basis for the ob serv ed tr eatm ent effect , these r esult s ar e likely t o incr ease confidence of the clinical fin din g s (T aub et al, 1999).

A pplications to the Other A reas

A doption of the basic CI ther apy t echnique hav e been u sed su ccessfully in the following condition s : low er extr emity aft er str oke, low er extr emity aft er spinal cor d injury , low er extr emity aft er fr actur ed hip, aphasia aft er str oke, focal hand dy st onia in mu sician s, and phant om limb pain aft er upper extr emity amput ation . T aub et al (1999) had a pilot study applying CI ther apy t o the low er limb after str oke, S CI, an d fr actur ed hip. T he ther apy designed by them con sisted of m assed or r epetitiv e pr actice of low er limb t ask s (eg , tr eadmill w alkin g , ov er - gr ound w alkin g , sit - t o- st an d, lie- to- sit , st ep climbing ,

v ariou s balance and support ex er cises) with a partial body w eight support harn ess when n ecessary for 7 hour s per day . T he r esult s fr om these pilot subject s hav e been encour aging , but not y et be appr opriate t o gener alize.

Elbert et al (1998) foun d that mu scian s with focal hand dy st onia exhibit a u se- depen dent ov erlap or sm earin g of the r epr esent ational zon es of the digit s of the dy st onic h and in the som at osen sory cort ex . Can dia et al (1999) tr eated with CI ther apy in fiv e pr ofessional mu sician s (thr ee pianist s and tw o guit arist s) an d m et with good r esult s. T he ther apy inv olv ed imm o- bilization by splint s of one or m or e of the digit s other than the focal dy st onic fin ger . T hey u sed a dext erity device which contin ou sly r ecor ded digit al displacem ent durin g metronome- paced movement s of t wo finger s an d a dy st onia ev alu ation scale (DES ) in which the patient s r at ed how w ell they w er e performing as a assessm ent t ool. Pulv ermuller et al (2001) studied the CI ther apy of chr onic aphasia aft er str oke.

T he r esult s sugg est that the languag e skills of patient s with chr onic aphasia can be impr ov ed in a short period by u se of an appr opriat e m assed- pr actice t echnique th at focu ses on th e communicativ e needs.

Co n c lu s i o n

In the acut e post - injury period befor e

spont aneou s r ecov ery of function has t aken

place, the individu al tries t o u se the

affect ed arm but fails. T he r esult ant

punishment leads to a conditioned suppr ession

of m ov em ent : a learned n onu se. CI th er apy

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ov er comes this learned nonu se (T aub , 1980). T he effectiv e ther apeutic factor is gr eatly in cr easing the u se of an affect ed extr emity for m any hour s a day ov er a period of con secutiv e w eek s (T aub et al, 1999).

Con str aint - in duced ther apy has also been found t o pr oduce m as siv e alt er ation s in br ain or ganization and function corr elat ed with the lar ge impr ov em ent s in m ot or ability that it pr oduces. Conv er gin g dat a has been obtained fr om the following studies: focal transcranial magnetic stimulation (Liepert et al, 1998), neur oelectric sour ce im aging (Kopp et al, 1999), and function al MRI (Kim et al, 2001; Levy et al, 2001).

T hese dat a sh ow ed that a plastic r eor g ani- zation of centr al nerv ou s sy st em corr elates with a ther apy - in duced impr ov em ent in the rehabilit ation of movement after n eur ological injury in hum an s.

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