Introduction to Chemical Convergence for Energy & Environment
Chapter 4. Quantum Dot Solar Cells
Spring Semester, 2011
Kookheon Char
What Are Quantum Dots, Rods, or Wells?
Semiconductor nanostructures (nanocrystals) in several nanometer range (approx. 1,000 ~ 10,000 atoms)
Unique physical & chemical properties:
- Large surface-to-volume ratio - Tunable bandgap
- Quantum behavior in electronic properties . .
.
Unique Optical & Electrical Properties
Tunable Band Gap
Quantum
Confinement Effect (QCE)
Wide Absorption Range
VIS
IR
UV
A. J. Rogach et al., Adv. Func. Mater. (2002)
Multiple Exciton Generation (MEG)
Unique Transport Phenomena
Preparation Process: Wet vs Dry
Vacuum Deposition & Conventional Lithography (i.e., MOCVD, MBE, Photolithography, …)
InAs Quantum Dots
on GaAs Substrate GaAs/AlGaAs Quantum Wells Molecular Beam Epitaxy (MBE) Device
Wet Chemistry (Solution-Based Synthesis)
InAs Quantum Rods CdSe Quantum Dots
S. Kan et al., Nat. Mater. 2, 155. (2003) A. P. Alivisatos, Science 271, 933. (1996)
http://iop.ncl.ac.uk/research/dot.php B. Park, Nano Device, Lecture Note (2008)
QD Applications
Gao et al., Nature Biotech. (2004)
Light Emitting Diodes
Bio-Markers Solar Cells
Passive-Type Device (PL Device) Active-Type Device (EL Device)
Combined with Conventional PV Cells (w/ DSSC, OPV, Schottky type, …)
Bio-imaging
(IR emitter, low
photobleaching)
Part I:
Physical Aspects of Quantum Structures
From Atom to Bulk Materials
P+
Electron wave function
Cross-section of probability density
1s 2s 2p 3s 3p
Energy States of Atomic Orbital (AO)
Atom Molecule
Energy States of Benzene Molecules (Molecular Orbital, MO)
Bulk
Valence & Conduction Band
Formation of Diamond
Size Dependent Properties
Size Dependent Physical Properties
Optical Properties
- scattering, plasmonic effect, …
Electronic Properties
- bandgap, electronic transition, carrier transport, …
Melting Point (T
m~ 1/r)
Heat Capacity (C
v, nano> C
v, bulk)
Magnetic properties - Fe, Co, Ni, Fe
3O
4, …
Reactivity
- Surface selective adsorption, reaction
Milk Gold Colloid Solution
Melting Point Depression
D(E )
Energy
D(E )
Energy
D(E )
Energy
Density of State (DOS) depending on dimensionality
dot rod well
Effect of Ratio of Interfacial Volume to Particle Volume
2r
Sphere, r Aspect ratio = 1
δ = t / r 2r
l
Rod (Prolate), 2r < l Aspect ratio = l / 2r > 1
δ = t / r 2r
h
Plate (Oblate), 2r > h Aspect ratio = h / 2r < 1
δ = 2t / h
The ratio of interfacial volume to the particle volume (Vinterface/ Vparticle) as a function of the particle aspect ratio and δ (ratio of the thickness of the interface to the smallest dimension of particle) For the same volume fractionof NPs:
mean particle – particle separation ~ r total internal interfacial area ~ 1 / r number density of constituents ~ 1 / r
3V
interface/ V
particle↑ as aspect ratio → 1
& δ → ∞
Reduced object size increases interfacial area dramatically !!
Calculated interfacial area per volume of particles (in nm-1)
E. L. Thomas, Adv. Mater. 17, 1331. (2005)
Increased Surface to Volume Ratio (I)
Example: Iron Nanocrystals
Nanoscale Materials in Chemistry, Wiley (2001)
Increased Surface-to-Volume Ratio (II)
Spherical Iron Nanocrystals
J. Phys. Chem. (1996)
Melting Point Depression
CdS NPs
Tb: bulk melting temperature
Tm: melting temperature for a particle of radius R L: molar latent heat
γ: surface tension ρ: density
Relationship between
lattice parameter (a) and surface tension of solid
(κ = 1.56 X 10-11 m2N-1)
γ
sol– γ
liq: 0.42 N m
-1From the a – γ relation
γ
solfor bare nanocrystal : 2.50 N m
-1γ for bulk crystal : 0.750 N m
-1Increased Surface Tension
Melting Point Depression
Low Dimensional System: between Molecule & Bulk State
A. P. Alivisatos, Science, 271, 933 (1996)
Change in Density of State (DOS) Corresponding to the Number of Atoms
Metals (i.e., Au NPs)
Semiconductors (i.e., Si NPs)
E
Fcentered in a band
Infinitesimal energy spacing around the Fermi level
Not drastic change in optical & electronic properties
E
Fcentered in a bandgap
Drastic change in band edge as a function of size
Large Variation of Optical & Electronic Properties in Size
Density of States Corresponding to Dimensionality
Density-of-State Shape Nano-Objects
0D
1D
2D
20 nm 5 nm
50 nm
D(E )
Energy
D(E )
Energy
D(E )
Energy
Quantum Dot
Quantum Rod
Quantum Well
Simple Description: Electron Gas in a Solid
Ideal 3-D Electron Gas
Schrodinger equation for a free (V = 0) electron in 3-dimentional space
Periodic boundary condition for a cubic solid w/ side L
K. Barnham et al., “Low-Dimensional Semiconductor Structures”, Cambridge University Press (2001)
Solution:
Ideal 3-D Electron Gas (I)
For a cubic solid w/ side L, the allowed quantum states are evenly distributed in k- space with one state taking the volume, (2 π/L)
3Number of states in a volume element d Ω
kVolume for states with energy E ~ E+dE
Volume for states with energy E ~ E+dE
Ideal 3-D Electron Gas (II)
Two electrons (up spin, down spin) can be accommodated in each state
Density of State (DOS) per unit volume
Bulk Semiconductors
Ideal 2-D Electron Gas Ideal 1-D Electron Gas Ideal 0-D Electron Gas
Real Electron Gas in the Finite Dimension
Effective Mass Approximation
Ignoring periodic potential by atoms in lattice…
Limited at the conduction band minima &
the valence band maxima
E-k Diagram of Bulk Silicon (Bloch Theorem)
Φ
k(r) ~ Φ(r)u(r)
Ideal Square Well (I)
Infinite square well:
Schrodinger equation for z-direction
Ideal Square Well (II)
Lowest energy of the system
Higher quantized energy levels
Density of States (DOS)
DOS of bulk
DOS of Quantum Wells
Students: Please try to calculate 1-D & 0-D systems!
Unique Properties of Quantum Structures
Quantum Dot as a Simple Model…
1.5 nm
<001>-oriented CdSe QD synthesized by Wet Chemistry
C. B. Murray et al., Annu. Rev. Mater. Sci. 30, 545 (2000)
increase in E
gRT 10 K
Quantum Confinement Effect
Characteristic Length L
< Bohr Exciton Radius >
Controllable Bandgap by Tuning in Size
R e m
m R Bulk h
E QD E
h e g
g
0 2 2
2
4 8 . 1 1
1 ) 8
( )
(
Optical Transition in Quantum Dot (I)
O. I. Micic et al., J. Phys. Chem. B 101, 4904. (1997)
Absorption Characteristics:
- Electronic transition from ground state to discrete valence states
- Discrete near-edge states & continuous far-edge states transition probability - Large extinction coefficient
CdSe QDs Size Dependent Electronic Transition of CdSe QDs
ε X 10
5cm
-1M
-1@ 1
stex cit on pea k
Size (nm)
Molar Extinction Coefficient
Optical Transition in Quantum Dot (II)
Al. L. Efros et al., Annu. Rev. Mater. Sci. 30, 475. (2000)
Emission Characteristics:
- Hot carriers are thermalized to the band-edge state.
- Large stokes shift (exciton-phonon interaction, carrier-carrier interactions, band- edge exciton fine structure due to anisotropy, …)
- Broadening caused by size inhomogeneity, exciton-phonon interactions, surface traps
Thermal Relaxation (coupled with phonons)
Excitation
hv' hv
Non-degenerated band edge state
Optically active state
Stokes Shift
Optical Transition from Surface State
hv hv’’
Photon w/ low energy Non-Radiative Process
Surface Passivation
hv hv'
Band-Edge Transition
emission from surface states
Undesired Electronic Transition
Transport Phenomena in Quantum Dot Solids
Interaction btw. Quantum Dots
Similar electronic structure compared w/ atom
Weak Coupling (hΓ << k
BT) Hopping (Coulomb Blockade)
Strong Coupling (hΓ >> k
BT) Conduction (thru Miniband)
Miniband Formation
Artificial Atom
Coulomb Blockade σ (conductivity) ↑
as β (coupling btw. QDs) ↑ & Δα (Disorder) ↓
D. V. Talapin et al., Chem. Rev. (2010)Dynamics of Carriers in Quantum Dots
Hot Carrier Extraction Solar Cells
Carrier Multiplication
(Multiple Exciton Generation: MEG) Solar Cells
Thermalization of Carriers thru Phonon Emission
Efficiency drop from the thermodynamic limit to
1 electron / 1 photon limitation (Schokley – Queisser Limit)
~ ps
Discrete DOS in CB ( Phonon Bottleneck)
Energy Transfer of e
-to Hole States
vs. Multiple Excitons by
Large Energy (hv > n E
g)
Part II:
Synthesis of Quantum Structures
Based on Wet Chemistry
TEM Images of Various Nanocrystals Synthesized by Wet Chemistry
CdSe/CdS NRs CdSe/CdS Tetrapods
CdPt3-Au Dumbbells
CdS-Au2S Rods Au-CdSe-Au Rods
PbSe Nanowires Iron Oxide hollow
spheres PbSe Cubes CdTe Tetrapods Au/PbS Core/Shell
Candidate Materials for Semiconductor Nanocrystals
Bandgap (E
g) of Various Semiconductor Materials
Vis. Range (for LED)
Solar Spectrum
(for solar cells)
Requirements for Efficient Light Harvesting Materials
Size & Shape
1.1 eV < E
g< 3 eV
rods, tetrapods, dendritic shape
Surface Treatment
Efficiency & Stability
Wide Absorption Range (VIS ~ IR) Facilitated Charge Transfer
Exciton Dissociation & Extraction
IR VIS
Band Position
Type II bandgap
Decrease in R
sh& Oxidation
Conventional Synthetic Route
Pyrolysis Method to Prepare High Quality CdSe QDs
Me
2Cd in TOP
Nearly monodisperse in size
Well-resolved optical transition at RT
Wurzite, Zinc blende, or Rock salt crystals Hot injection
at high temp +
TOPSe, TOPTe
TMS
2Se. TMS
2Te
or TOPO
Φ
PL~ 10 % at RT
~ 100 % at low T
C. B. Murray et al., J. Am. Chem. Soc. (1993)
Wurzite crystal structure
1.2 nm11.5 nm
TOP: tri-n-octylphosphine
TOPO: tri-n-octylphosphine oxide
Surface Passivation
Surface-State Passivation by Inorganic Shells
X. Peng et al., J. Am. Chem. Soc. (1997)
Core/Shell
Core
B. O. Dabbousi et al., J. Phys. Chem. B (1997)
CdSe/CdS QDs CdSe/ZnS QDs
470 480 520 560 594 620 nm
Epitaxial Growth of ZnS or CdS Shells with Several Monolayer Thickness (1 ~ 2 monolayers)
Single-Step Synthesis for Cd
1-xZn
xSe
1-yS
yQuantum Dots (Red/Green)
Synthesis of Highly Luminescent RGB Quantum Dots
Low QY and photostability
From violet (410 nm) to blue (460 nm)
Narrow emission (fwhm < 30 nm)
High QY (up to 80 %)
Improved photostability
Cd1-xZnxSe1-ySy
Cd(OA)2 Zn(OA)2 TOPSe TOPS
core core
core
core
core
core
Cd
1-xZn
xSe
1-yS
yCdSe
ZnS
K. Char et al., Chem. Mater. (2008)
K. Char et al., Chem. Mater. (2008) abruptinterface
diffuseinterface
Infusion-Assisted Synthesis for Cd
1-xZn
xS@ZnS Quantum Dots (Blue)
CIE Indices of RGB QDs
Wavelength (nm)
350 400 450 500 550 600 650 700
Intensity (a. u.)
Core/Shell Structured RGB QDs
> 70 % > 70 % > 70 %
Straightforward and efficient synthesis
Wide absorption & high exctinction coefficients
Narrow spectral bandwidth (FWHM < 35 nm)
High QY (> 70 %) & photostability
Scale-up capability (in gram scale)
G
B
R
3 g
RGB Quantum Dots for Light-Emitting Materials
Synthesis of Monodisperse Nanoparticles (I)
“Burst” Nucleation and Slow Growth
LaMer Plot to separate nucleation and growth…
J. Park et al., Angew. Chem. Int. Ed. 46, 4630 (2007)
State I: Supersaturated but no precipitation
State II: Burst nucleation Large energetic barrier
Enough supersaturation
to overcome nucleation barrier
State III: Growth stage
Size focusing / defocusing
surface ( > 0) & volume ( G
v< 0) component
Dissolution Growth
High S (supersaturation) for small critical radius
Please try to derive the critical radius
Thermodynamically & kinetically controlled growth
Synthesis of Monodisperse Nanoparticles (II)
Surface Energy
Solvent (coordinating or non-coordinating) Surfactants (Surface binding)
Temperature
Supersaturation
Numerical Simulation on the Growth Behavior corresponding to:
Surface Energy Temperature Supersaturation
Hot-Injection Method
Stabilization of Nanocrystals in Medium
NO-NO Interactions
Van der Waals interactions
Related to Dimensionality, Relative Orientation, and Distance
Crossed Cylinders Parallel Cylinders Spheres
2
1 2
1 1
~ R R
R R W D
2 / 1
2 1
2 1 2 /
~ 3
R R
R R D W L
1 2
1/2~ 1 RR W D
Three kinds of stabilizations are possible…
Massive Aggregations possible!!
Steric Stabilization
w/ noninterpenetrating polymers (organic layers) adsorbed on
NP surfaces
Depletion Stabilization
w/ free polymer medium Electrostatic Stabilization w/ Coulombic repulsive force
δ+ δ+
δ+ δ+
δ+ δ+
δ+ δ+ δ+
δ+ - -
-
- - - - -
- - - - - - - -
-- -
- - -
- -
-
- -
+ +
+ +
+
+
+
Oligomeric / Polymeric Surfactants w/ amine, carboxylic acid, phosphonic acid, thiol functionalities
Shape Control of Colloidal Nanocrystals
Main Factors for Shape Control
Surface Energy
Crystalline Phase
Growth Rate
Surfactant
Growth Temperature
Seed-Mediated Solution-Liquid-Solid Growth Oriented Attachment
Kinetically Induced Anisotropic Growth
Seed-Mediated SLS Oriented Attachment Kinetic Shape Control
Seed-Mediated Solution-Liquid-Solid Growth
Phase Diagram of AuGe Alloys
Alloy formation Supersaturation (similar to VLS growth in vapor phase)
Decomposition of Precursors
Ge Nanowire Grown from a Seed
Oriented Attachment
High Energy Facets
Large Surface Energy
minimizing ΔG by aggregation
Oriented Attachment
Octahedral Nanocrystal
(ex) PbSe Nanocrystals
Star-Shaped Nanocrystal Hexahedron Seed
Kinetic Shape Control
G: Growth Rate S: Surface Energy Reactivity Difference
along with each crystal facet
Shape Control of CdSe Nanocrystals
Control by Thermal Energy Control by Monomer Concentration
Y-. W. Jun et al., Angew. Chem. Int. Ed. (2006)
Part III:
Quantum Dot Based Solar Cells
Classification of QD Solar Cells
QD - Metal(or Schottky) Junction System
P. V. Kamat, J. Phys. Chem. C 112, 18737. (2008) A. J. Nozik, Physica E 14, 115 (2002)
QD – Conducting Polymer BHJ System
QD Sensitizer System
and other variations in PVs...
Survey of Nanocrystal-Based Photovoltaic Devices
CdSe NCs/PCPDTBT Al/LiF/BH/PEDOT:PSS/ITO 9.02 0.674 0.51 3.13% (AM1.5) 55%/480 nm 2010
QD–Metal Junction Solar Cells (I)
Schottky Junction vs. Ohmic Junction
Φ
m> Φ
s, nV
biΦ
BnEF
Φ
m< Φ
s, nSchottky Contact (n-type)
EF
V
bi: built-in potential Blocking contact
Ohmic Contact
No barrier to conduct from semiconductor to metal
Metal
Φm Φs, n
Semiconductor (n-type)
EF EF
Metal
Φ
mΦ
s, nSemiconductor (n-type)
EF EF
Vacuum level
Vacuum level
How about p-type Schottky contact ?
QD–Metal Junction Solar Cells (II)
Fabrication and Surface Modification
HS-CH
2-CH
2-SH 1 um
Spin-Cast Film (QD Superlattice)
Crack Formation
Disordered w/o Crack
SAXS & WAX Diffractogram
LbL Dip-Coating (Glassy Solid)
Enhanced dipole
-induced dipole interaction Crosslinked w/EDT
Crosslinked w/EDT
Spin-Casting Superlattices but large volume contraction
LbL Dip Coating
Glassy solid but small volume contraction
Increase in
dielectric constant
Wavefunction
delocalization
QD–Metal Junction Solar Cells (III)
Schottky-QD PVs Covering Infrared Region
J. M. Luther et al., Nano Lett. (2008)
~ 300 nm PbSe NCs Xlinked w/ 1,2-ethanedithiol (EDT)
Ca / Al
I-V Characteristics EQE vs. wavelength
Thickness Effect QD Size vs. V
OCΦ
mvs. V
OCη ~ 2.1 %
pinned Fermi level
QD–Metal Junction Solar Cells (IV)
Operating Mechanism in Schottky-Type QD Solar Cells
Ohmic contact Schottky
contact
Region
Relevant thickness
(nm)
Absorption (%)
IQE (%)
Contribution to overall EQE
(%)
Depletion (W) 65 13 > 90 > 12
Quasi-
Neutral (LQN) 145 30 65 20
*PbSe QDs w/ benzenedithiolsas molecular linkers
Carriers Mobility (cm2/Vs)
Recombination lifetime (μs)
Drift length (μm)
Diffusion length
(nm)
Electrons 1.4 X 10-3 > 13 8.5 220
Holes 2.4 X 10-3 > 13 14.5 285
Effect of Thiol Linker on Device Operation & Stability
Surface passivation
Decrease in distance btw. QDs
Solution process capability (multiple depositions possible)
12 mW / cm2 at 975 nm
High carrier mobility & rectifying junction
are responsible for the photovoltaic effect
QD–Metal Junction Solar Cells (V)
World Best Schottky-Type QD PVs: PbSe
xS
1-xQD Solar Cells (Alivisatos, UC Berkeley)
W. Ma et al., Nano Lett. 9, 1699 (2009) Bright-field TEM image Energy-Filtered TEM
Blue: Se Red: S
Bandgap tuning through chemical composition change
η = 3.3 %
J
SC= 14.8 mA/cm
2V
OC= 0.45 V FF = 0.5
ITO/PbSe
xS
1-xw/ Benzenedithiol / Al
increase in
electonic coupling
difference in
surface states
QD–Conducting Polymer BHJ Solar Cells (I)
Acceptor Donor
Thermalization
V
OC+
-
-
+
-
-
+
-
+ +
hv Carrier
transport
Bandgap & Offset / Charge Transport / Interfaces In the Case of Organic (BHJ) Photovoltaics…
Low bandgap donors
Light absorbing acceptor w/ suitable bandgap
Bandgap Engineering
Efficient Charge Carrier Transport
Materials w/ high mobility
Well-ordered nanostructure
QD – Conducting Polymer Hybrids
High extinction coefficient
Moderate hole mobility
Solution process capability
Patterning capability
High extinction coefficient
High electron mobility
Band gap & position tunability
Solution process capability
QD–Conducting Polymer BHJ Solar Cells (II)
ZnO / MDMO-PPV System
W. J. E. Beek et al., Adv. Mater. 16, 1009 (2004) MDMO-PPV
ZnO NPs (D ~ 5 nm) 20 nm
Band Diagram of ZnO/MDMO PPV System
PL Change as a Function of wt % of ZnO J-V Characteristics
VOC= 0.814 V
JSC= 2.40 mA/cm2 FF= 0.59 η = 1.6 % 0.71 sun equivalent
Photoinduced Absorption (PIA) spectrum Time-Resolved Pump-Probe Spectroscopy At 80K, excitation at 2.54 eV
modulated by 275 Hz
Pump beam:
510 nm, 500 Hz, 54.7o
85 % of PL is quenched
by radical cation
QD–Conducting Polymer BHJ Solar Cells (III)
PbSe / P3HT System
Band Diagram of PbSe/P3HT System Photocurrent & Absorption of Hybrid Film
Contribution by PbSe for Absorption
V
OC= 0.35 V
J
SC= 1.08 mA/cm
2FF= 0.37 η = 0.14 % under AM1.5G Illumination
Absorption by PbSe QDs
Absence of interconnection btw. QDs
Hybrid Nanorod-Polymer Solar Cells
W. U. Huynh et al., Science 295, 2425 (2002) d = 7 nm
7 nm X 30 nm
7 nm X 60 nm η = 1.7 % VOC= 0.7 V ISC ~ 4 mA/cm2 FF = 0.4
Quantum Nanorods
Light absorption
Transport
QD–Conducting Polymer BHJ Solar Cells (IV)
Hyperbranched CdSe / P3HT System
Hyperbranced CdSe Device Structure
Inhomogeneous
Morphologies of HyperbranchedCdSe/P3HT Film
500 nm
η = 2.18 % AM 1.5G
Enhanced percolation btw. CdSe & P3HT
Practical advantage in fabrication and processing
QD – Conducting Polymer BHJ Solar Cells (V)
NR HB
NR HB
NR HB
contributions from CdSe (660 ~ 750 nm)
CdSe / PCPDTBT (Low E
gPolymer) System
S. Dayal et al., Nano Lett. (2010) CdSe Tetrapod
PCPDTBT (Low Eg ~ 1.4 eV)
Absorption at NIR combributed by PCPDTBT
* 90 wt% of CdSe
Contribution of CdSe to light absorption ~ 34 %
QD–Conducting Polymer BHJ Solar Cells (VI)
QD Sensitized Solar Cells (I)
Configuration of QD Sensitized Solar Cells
FTO / TiO
2:QD / Electrolyte / Cathod
QD Deposition onto TiO
2electrode - Chemical bath deposition (CBD)
- Successive ionic layer adsorption and reaction (SILAR) - Linker-assisted adsorption (LA)
- Direct adsorption (DA)
Direct growth of QDs onto TiO
2Deposition of pre-synthesized QDs
QD Sensitized Solar Cells (II)
I. Robel et al., JACS 129, 4136 (2007)
Charge Transfer Properties Depending on QD Size
Fast recovery of bleaching
k
et= 1/τ
(CdSe+TiO2)– 1/τ
CdSeτ: bleaching recovery lifetime log k ~ (driving force)
2Driving force ~ -ΔG (energy difference btw. acceptor & donor)
Linked w/ TiO2 Linked w/o TiO2
QD Sensitized Solar Cells (III)
Nanostructure Control of Photoanodes
particulate film
nanotubes
linked w/
mercaptopropionic acid (MPA)
Binding to QD
Binding to TiO2
Sythesized QDs
TiO2
particulate film
TiO2 nanotubes
QD Sensitized Solar Cells (IV)
H. Lee et al., Nano Lett. 9, 4221(2009)
CdSe/CdTe System Prepared by SILAR Approach
Cd
2+TiO
2Se
2-or Te
2-TiO
2/CdSe/CdTe
Favorable hole transfer Diminished charge recombination
recombination rate
electron diffusion length
w/ solid electrolytes
QD Sensitized Solar Cells (V)
CdS/CdSe System Prepared by CBD Approach
CBD Cycle
High driving force for both e
-Injection & h
+recovery
ZnS: Passivation Layer to protect photocorrosion
η = 4.22 %
(world record)
All-Inorganic QD Solar Cells
I. Gur et al., Science 310, 462 (2005)
CdSe CdTe
40 nm 40 nm
Type II
charge-transfer junction - 4.79 - 4.12
- 6.64 - 5.85
Spin-casted film
1 μm
Glass
ITO
CdTe CdSe
Ca 20 nm / Al 80 nm
Alumina (2 A)
After sintering
Before sintering
η (%) V
OC(V) I
SC (mA / cm2)FF
2.9 0.45 13.2 0.49
AM 1.5G 100 nm
100 nm
*Sintering at 400 oC w/ CdCl2