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Homomorphisms on Banach algebras

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J. Korean Math. Soc. 23(1986). No.1, pp.35"-'41

HOMOMORPHISMS ON BANACH ALGEBRAS

KIL-WOUNG JUN*

1. Introduction

The automatic continuity problem for Banach algebras is usuaIIy for- mulated in terms of two classes of mappings. First, if 0 is a homomor- phism from a Banach algebra A into a Banach algebra B, then what conditions on A and B ensure that 0 is continuous? Sencondly, if D is a derivation in A, then under what conditions on A will D be contin- uous? By a derivation in A we mean a linear mapping in A satisfying the derivative identity,

D(ab) =aDb+ (Da)b (a,bEA)

In [9J Singer and Wermer showed that the range of a continuous de- rivation on a commutative Banach algebra is contained in the radical.

They conjectured that the assumption of continuity is unnecessary.

In [3J Cusack also showed that if D is a derivation on a commuta- tive Banach algebra A such that the separating space of D is nilpotent, then D (A) is contained in the radical of A.

In this paper we establish the algebraic conditions on a Banach algebra B so that the homomorphism 0 : A---4B is necessarily continuous, and we also generalize the results of Cusack.

2. Separating spaces and separating ideals

In this section we present preliminary facts which will be used in the later sections.

Let X and Y be Banach spaces, and let S be a linear mapping from X into Y. Then the separating space of S is the set

~(S)= {yEY: there exists Xll---40 in X with &cll---4y in Y}

"'This research is supported by The Ministry of Education grant (1984).

Received April 4, 1985.

- - 3 5 -

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kil-Woung jun

The proofs of the following lemmas 2. 1 to 2. 4 are given in [8J.

LEMMA 2. 1 {J(S) is a closed linear subspace of Y, and S is contin- uous if and only if {J(S)= to} .

LEMMA 2. 2. Let X, Y and Z be Banach spaces, let S be a linear mapping from X into Y, and let R be a continuous linear mapping from Y into Z. Then

(1) RS is continuous if and only if R(fJ (S)= to}

(2) (R(fJ (S) ) - =(J (RS)

LEMMA 2.3. bet 8 be a linear mapping from a Banach space X into a Banach space Y, and Xoand Yobe closed linear subspaces of X and Y respectively, such that SXo is contained in Yo. If So: XIXo~YIYo

is defined by

(XEX),

then 80 is continuous if and only if (J(S) is contained in Yo•

LEMMA 2.4. Let X and Y be Banach spaces, let S be a linear ma- pping from X into Y, and let {Tn} and {Rn} be sequences of bounded linear operators on X and Y respectively, such that STn- RnS is con- tinuous for all n. Then there is a natural number N such that

(R1···Rn(J(8»-=(R1'''RA-(8»- (n~N).

Let B be a Banach algebra. Then a subset J of B is called a sep- arating ideal of B if is a closed ideal of B with the property that, for every sequence {bn} in B, there exists a natural number N such that

(n~N).

Note that any :finite-demen~ional ideal of a Banach algebra is a sep- arating ideal. The following lemma shows that the separting space of an epimorphism from a Banach algebra A onto a Banach algerbra B, or of a derivation on B, is a separating ideal of B, which is due to Jewell and Sinclair [5J.

LEMMA 2.5. Let 8 be a linear mapping from a Banach space X into a Banach algebra B. Suppose that there exist continuous linear operators

Tb and Ub on X, for all b in B, such that the maps :r;-STbx~(Sx)band x-SUbx-b(Sx)

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Homomorphisms on Banach algebras 37 from X into B are continuous. Then the separating space (!J(S) of S is a separating ideal of B.

Proof. By Lemma 2.1, (!J (S) is a closed linear subspace of B. Let a be any element of (!J (S), and let {xnl be a sequence in X such that

xn~O and SXn~a.

Then, for all b in B,

STbxn- (Sxn)b~O and SUbxn-b(Sxn)~O.

Thus, ab=lim STb.rcn and ba=1im SUbXn and therefore, ab and ba are in (f (S) . This proves that (!J (S) is an ideal.

Now let {bnl be any sequence in B, and let

Rna=abn and Tn=Tbn (aEB, n=1,2, ...).

By Lemma 2. 4, there exists a natural number N such that (Rl···R n I!J(S»-= (Rl···RN (!J(S»- (n?:.N).

Since Rl···Rn(!J(S) =(J(S)bn"'bh this completes the proof.

COROLLARY 2.6. Let 0 be an epimorphism from a Banach algebra A onto a Banach algebra B. Then the separating space (f(0) of0 is a se- parating ideal of B.

Proof. For b in B, let

Tbx=.rca and Ubx=ax (.rcEA),

where a is some element of A such that O(a) =b. Now apply Lemma 2.5, with X=A and O=S.

COROLLARY 2.7. Let D be a derivation on a Banach algebra A. Then the separating space (f(D) of D is a separating ideal of A.

Proof· In this case, we have X=A=B, D=S, and for all b and x in A, Tbx=xb and Ub.rc=bx. Thus, by defining condition for a deri- vation,

D(TbX)-(D.rc)b=TD(b)x and D(Ubx) -bDx=UD(b)x (x,bEA).

Since T DCb) and UD(b) are continuous, the conditions of, Lemma 2. 5 are satisfied. Therefore t!;(D) is a separating ideal of A. .

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38 Kil-Woung Jull

3. Homomorphisms on Banach algebras.

The following lemma is well known. The proof is given in [2J.

LEMMA 3.1. Let 0 be an epimorphism from a Banach algebra A onto a Banach algebra B. Then the separating space of 0 is contained in the radical of B.

The following lemma is due to Grabiner [4J. The proof is also given in [1, Theorem 46.3J

LEMMA 3. 2. A nil Banach algebra is nilpotent.

THEOREM 3. 3. Let 0 be an epimorphism from a Banach algebra A onto a Banach algebra B. If the radical R of B satisfies nRn= to} ,

n:2:1

then the separating space of () is nilpotent.

Proof. Let ((J be the separating space of (). Let x be an element of ((J. Then, by the Lemma 3. 1, x belongs to R, the radical of B. By the Corollary 2. 6, ((J is also a separating ideal. So there exists a natural number N such that

(((JxN ) -= (((Jxn) - for all n'?N.

Since ((Jxn+1 (;;;JJxn for all n,

(((JxN)-=n (((J.'Cn)-f; nRn= {O}.

n~l n~l

This implies that .'CN+1=O and so ((J is nil. Since ((J IS closed, ((J IS nil potent by Lemma 3. 2.

COROLLARY 3.4. Let () be an epimorphism from a Banach algebra A onto a Banach algebra B. If the radical R of B satisfies nRn= to}

n;;::l

and is an integral domain, then () is continuous.

Proof. By Theorem 3. 3, the separating space ((J of () is nilpotent.

Since R is an integral domain and ((Jr;;R by Lemma 3.1, ((J= to} and hence 0 is continuous.

Recall that semi-prime Banach algebra is a Banach algebra that has no non-zero nil ideals [1, Corollary 46. 5J

COROLLARY 3. 5. Let () be an epimorphism from a Banach algebra A onto a semi-prime Banach algebra B. If the radical R of B satisfies

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Homomorphisms on Banach algebras

nRn= {O}, then () is continuous.

n~l

:19

Proof. By Theorem 3. 3, the separating space (J. of () is nilpotent.

Since B is semi-prime, we have (J.= to} and so () is continuous.

4. Derivations on Banach algebras

In [3J Cusack has shown that if D is a derivation on a commutative Banach algebra A such that the separating space (J.(D) of D is nilpo- tent, then D(A) is contained in the radical R of A. We generalize this result.

The following lemma is well known. The proof is given in [6].

LEMMA 4. 1. Let J be a separating ideal of a semi-simple Banach algebra. Then J is finite-dimensional.

The following lemma is an immediate consequence of the Wedderbum structure theorem of finite-dimensional semi-simple algebras.. which foll- ows from Jacobson's density theorem [lJ.

LEMMA 4. 2 Let J be a (inite-demensional semi-simple subalgebra of A, where A is an algebra. Then J has an identity element e. If J is an ideal, then J=Ae and e commutes with every element of A.

We need another lemma. The proof is given in [3J.

LEMMA 4.3. Let D be a derivation on a Banach algebra A, and let L be the prime radical of A. Then D (L) is contained in L.

Now we have the main theorem.

THEOREM 4.4. Let A be a commutative Banach algebra with radical R. Let D be a derivation in A with a separating space (J.. If there exists an ideal I of A such that Ir;R, D(I) r;I and (J.nRr;I, then D(A) r;R.

Proof. We use the argument of Cusack [3J. Let Q be the natural homomorphism of A onto AI(J.nR. Suppose that ([J=f=.([JnR. Then by Lemma 4.1, Q(J is nonzero finite dimensional semi-simple algebra. By Lemma 4.2, there exists an element eE(J such that Qe is an identity element for 00. Let el, ' .. ,en be elements of (fJ such that Qel' .", Qenis

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40 Kil-Woung Jun

a basis for Q(fJ. Then there exist continuous linear functionals f1> "',in

on QfJ such that

Qa= 'L.di (Qa) Qei (aE(tJ)..

;=1

In particular,

ea-±fi(Qea)eiE{{JnQ,;;;I (aEA).

i=1

Since eE(tJ, there exists a sequence {ak} in A such that ak-O and Dak-e as k_oo.

This implies that

D (eak) - "£. fi(Qeak)D (ei) ED(l)

;=1

since D(I)';;;1. For i=l, "', n, fi(Qeak)-O. Since D(eak) =eDak+ (De) ak-e2, it follows that e2 is in closure 1 of 1. Thus e2ER. Therefore O=Qe2= (Qe)2=Qe, which is a contradiction. Hence (tJ=(tJnR.

Now let Qbe the natural homomorphism of A onto All. Then QD is continuous since ({J';;;I. D(1) ';;;1 implies that QD(1)= {O}. Hence QD(1)= {O}. Thus D (1) ';;; 1. So we can define the map Do on All by Do (a+1) =Da+1. Then Do is a continuous derivation by Lemma 2.3. Singer and Wermer's Theorem [9J implies that Do(AI1)r;;;,RII.

So D(A) r;;;,R. This completes the proof.

We get the Cusack's result as a corollary.

COROLLARY 4.5. If D is a derivation on a commutative Banach alg- ebra A such that the separating space (tJ of D is nilpotent, then D(A)

r;;;,R.

Proof. Let L be the prime radical of A. By Lemma 4.3, D(L) ~L.

Clearly L~R. Since (fJ is nilpotent, (tJ~L. Thus the conditions of Th- eorem 4. 4 are satisfied and hence we have D (A)c:R.

The following corollary has been observed by Khosravi [7J.

COROLLARY 4.6. Let A be a commutative Banach algebra with radical Rand D be a derivation on A with a separating space (fJ. Let 1= {xE R: for every nzl, DnxER}. If (tJnRr;;;,I, then D(A) r;;;,R.

Proof. Clearly I~Rand D(1)~1. By the hypothesis, {{JnR~1.

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Homomorphisms on Banach algebras 41

Hence the result holds by Theorem 4. 4.

CoROLLARY 4.7. If D is a derivation in a commutative Banach alg- ebra A such that D(tfinR) ~GnR, then DCA)~R.

Proof. Putting I=tfinR, it satisfies the conditions of Theorem 4.4.

ACKNOWLEDGEMENTS. It is a great pleasure to thank Dr. P. C. Cu- rtis, Jr. who helped with his comments during the process of this work at the University of California, Los Angeles.

References

1. F, F. Bonsall and J. Duncan, Complete normed algebras, Springer Verlag, Berlin 1973.

2. J.M. Cusack, Homomorphisms and derivations on Banach algebras, Ph. D.

thesis (Edinburgh, 1976).

3. J.M. Cusack, Automatic continuity and topologically simple radical Banach algebras, J. London Math. Soc. (2) 16(1977), 493-500.

4. S. Grabiner, Nilpotency of Banach nil algebras, Proc. Amer. Math. Soc.

21 (1969), 510.

5. N. P. Jewell and A. M. SincIair, Epimorphisms and derivations on £1(0,1) are continuous, Bull. London Math. Soc. 8(1976), 135-139.

6. B.E. johnson and A. M. SincIair, Continuity of derivations and a problem of Kaplansky, Amer. J. Math., 90(1968), 1067-1073.

7. A. Khosravi, Derivations on commutive Banach algebras, Proc. Amer. Math.

Soc., 84(1982), 60-64.

8. A. M.~SincIair, Automatic continuity of linear operators, London Math. Soc.

Lecture Note Series 21 (1976).

9. 1.M. Singer and J. Wermer, Derivations on commutative normed algebras, Math. Ann. 129(1955), 260--264.

Chungnam National University Daejeon 300-31, Korea

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