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Supplementary Fig. 1. Patient flow diagram. HCC, hepatocellular carcinoma; TACE, transarterial chemoembolization; RFA, radiofrequency ablation; BCLC, Barcelona Clinic Liver Cancer.Supplementary Material (exclusion of BCLC stage 0 or stage A)

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Supplementary Fig. 1. Patient flow diagram. HCC, hepatocellular carcinoma; TACE, transarterial chemoembolization; RFA, radiofrequency ablation; BCLC, Barcelona Clinic Liver Cancer.

Supplementary Material (exclusion of BCLC stage 0 or stage A)

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Supplementary Fig. 2. ROC curves and equations of the multivariable logistic regression of the TACE refractoriness (n=99). AUC, area under the curve; ROC, receiver operating characteristic; TACE, transarterial chemoembolization.

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Supplementary Fig. 3. Total bilirubin ROC curves of the univariable logistic regression of liver function deterioration (n=99). AUC, area under the curve; ROC, receiver operating characteristic.

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25.5%

Time from first TACE (month)

Supplementary Fig. 4. Kaplan-Meier survival curves of 27 patients (TACE refractoriness and liver function deterioration) vs. 94 patients (except 27 patients who were refractory to TACE and exhibited liver function deterioration). TACE, transarterial chemoembolization.

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Supplementary Table 1. Baseline Characteristics (n=99) (Exclusion of BCLC Stage 0 or Stage A)

Variable Value

Mean age (years) 65.0 (56.0-73.0)

Male 75 (75.8)

Diabetes mellitus 37 (37.4)

BMI (kg/m2) 23.1 (20.7-26.2)

Alcohol intake (g/day) 14.1 (0.0-54.0)

Etiology of HCC

HBV 54 (54.5)

HCV 17 (17.2)

Alcohol 20 (20.2)

Other 8 (8.1)

Final follow-up state

Death 22 (22.2)

Ongoing follow-up 46 (46.5)

Lost to follow-up 31 (31.3)

Tumor size (cm) 3.2 (1.8-5.8)

Number of tumors 2.0 (1.0-3.0)

Portal vein thrombosis 8 (8.1)

Liver cirrhosis 91 (91.9)

Platelet (×103/µL) 129.0 (88.0-164.0)

Albumin (g/dL) 3.7 (3.3-4.1)

Total bilirubin (mg/dL) 0.9 (0.6-1.2)

AST (U/L) 50.0 (35.0-68.0)

ALT (U/L) 35.0 (22.0-50.0)

BUN (mg/dL) 14.6 (12.5-17.6)

Creatinine (mg/dL) 0.9 (0.7-1.0)

Na (mmol/L) 138.0 (136.0-140.0)

Prothrombin time (INR) 1.1 (1.0-1.2)

AFP (ng/mL) 12.1 (5.8-160.3)

PIVKA II (mAU/mL) 73.0 (24.0-429.1)

MELD score 8.0 (7.0-10.0)

Modified UICC stage

Stage I 13 (13.1)

Stage II 35 (35.4)

Stage III 33 (33.3)

Stage IV 18 (18.2)

BCLC stage

Intermediate stage (B) 25 (25.3)

Advanced stage (C) 72 (72.7)

Terminal sate (D) 4 (2.0)

Child-Pugh

Score 5 58 (58.6)

Score 6 41 (41.4)

Values are presented as median (range) or n (%).

BCLC, Barcelona Clinic Liver Cancer; BMI, body mass index; HCC, hepatocellular carcinoma; HBV, hepatitis B virus; HCV, hepatitis C virus; AST, aspartate transaminase; ALT, alanine transaminase; BUN, blood urea nitrogen;

Na, sodium; INR, international normalized ratio; AFP, alpha-fetoprotein; PIVKA II, protein induced by vitamin K absence-II; MELD, model for end-stage liver disease; UICC, Union for International Cancer Control.

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Supplementary Table 2. Comparison of the Characteristics between Patients with TACE Response and without TACE Response (n=99)

Variable TACE response (n=39) Without TACE response (n=60) p-value

Age (years) 65.0 (62.0-69.0) 62.5 (56.0-76.0) 0.619

Male 29 (74.4) 46 (76.7) 0.793

BMI (kg/m2) 24.2 (22.0-26.4) 22.4 (20.6-25.8) 0.114

Tumor size (cm) 2.7 (1.5-3.9) 3.7 (2.0-6.7) 0.044

Number of tumors 1.0 (1.0-2.0) 2.0 (1.0-6.0) 0.001

Diabetes mellitus 14 (35.9) 23 (38.3) 0.807

Alcohol (g/day) 14.4 (0.0-54.0) 10.8 (0.0-54.0) 0.673

Portal vein thrombosis 1 (2.6) 7 (11.7) 0.142

Liver cirrhosis 36 (92.3) 55 (91.7) 1.000

Platelet (×103/µL) 131.0 (96.0-154.0) 121.5 (76.3-168.8) 0.618

Albumin (g/dL) 3.9 (3.6-4.3) 3.6 (3.2-4.1) 0.017

Total bilirubin (mg/dL) 0.9 (0.6-1.1) 0.9 (0.6-1.3) 0.596

AST (U/L) 45.0 (32.0-68.0) 51.5 (36.3-69.3) 0.427

ALT (U/L) 30.0 (22.0-51.0) 36.5 (22.0-48.5) 0.931

BUN (mg/dL) 14.5 (12.5-16.3) 15.2 (12.5-18.0) 0.348

Creatinine (mg/dL) 0.9 (0.7-1.0) 0.9 (0.7-1.0) 0.975

Na (mmol/L) 138.0 (137.0-140.0) 138.5 (136.0-140.8) 0.732

Prothrombin time (INR) 1.1 (1.0-1.1) 1.1 (1.0-1.2) 0.116

AFP (ng/mL) 7.8 (4.3-25.7) 27.4 (8.6-397.7) 0.002

PIVKA II (mAU/mL) 38.7 (23.0-184.2) 143.4 (24.1-863.3) 0.065

MELD score 8.0 (7.0-9.0) 8.5 (7.0-10.0) 0.120

Modified UICC 0.014

Stage I 8 (20.5) 5 (8.3)

Stage II 15 (38.5) 20 (33.3)

Stage III 13 (33.3) 20 (33.3)

Stage IV 3 (7.7) 15 (25.0)

BCLC stage 0.979

Intermediate stage (B) 11 (28.2) 14 (23.3)

Advanced stage (C) 26 (66.7) 46 (76.7)

Terminal sate (D) 2 (5.1) 0 (0.0)

Child-Pugh 0.083

Score 5 27 (69.2) 31 (51.7)

Score 6 12 (30.8) 29 (48.3)

Values are presented as median (range) or n (%).

TACE, transarterial chemoembolization; BMI, body mass index; AST, aspartate transaminase; ALT, alanine transaminase; BUN, blood urea nitrogen; Na, sodium; INR, international normalized ratio; AFP, alpha-fetoprotein; PIVKA II, protein induced by vitamin K absence-II; MELD, model for end-stage liver disease; UICC, Union for International Cancer Control; BCLC, Barcelona Clinic Liver Cancer.

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Supplementary Table 3. Multivariate Logistic Regression of the TACE Refractoriness

Characteristics Univariable OR (95% CI) p-value Multivariable OR (95% CI) B p-value

Tumor size (cm) 1.177 (1.014-1.366) 0.032

Number of tumors 1.563 (1.160-2.105) 0.003 1.558 (1.159-2.094) 0.444 0.003

Albumin 0.363 (0.154-0.854) 0.020 0.353 (0.143-0.870) -1.042 0.024

AFP 1.000 (1.000-1.001) 0.286

TACE, transarterial chemoembolization; OR, odds ratio; CI, confidence interval; B, beta coefficient; AFP, alpha-fetoprotein.

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Supplementary Table 4. Risk Factors for Liver Function Deterioration after TACE without Response in Child-Pugh Class A HCC Patients Variable Remained in Child-Pugh class A (n=35) Worsened to Child-Pugh class B or C (n=25) p-value

Age (years) 64.0 (58.0-75.0) 61.0 (50.0-76.0) 0.334

Male 28 (80.0) 18 (72.0) 0.470

Diabetes mellitus 14 (40.0) 9 (36.0) 0.753

BMI (kg/m2) 23.0 (20.8-26.5) 21.3 (19.6-24.6) 0.118

Alcohol (g/day) 0.0 (0.0-43.2) 39.6 (0.0-90.0) 0.034

Tumor size (cm) 3.4 (2.2-6.0) 4.4 (1.6-9.7) 0.845

Number of tumors 2.0 (1.0-6.0) 3.0 (1.5-5.0) 0.613

Portal vein thrombosis 4 (11.4) 3 (12.0) 1.000

Liver cirrhosis 31 (88.6) 24 (96.0) 0.390

Platelet (x103/µL) 127.0 (77.0-162.0) 101.0 (74.5-174.0) 0.702

Albumin (g/dL) 3.7 (3.3-4.1) 3.5 (3.01-4.1) 0.311

Total bilirubin (mg/dL) 0.7 (0.5-1.0) 1.1 (0.9-1.4) 0.002

AST (U/L) 43.0 (36.0-60.0) 59.0 (37.0-88.5) 0.172

ALT (U/L) 35.0 (22.0-42.0) 39.0 (24.0-58.5) 0.261

BUN (mg/dL) 16.4 (13.4-18.3) 13.3 (11.2-18.0) 0.105

Creatinine (mg/dL) 0.9 (0.8-1.1) 0.9 (0.6-1.0) 0.342

Na (mmol/L) 138.0 (136.0-140.0) 139.0 (136.0-141.0) 0.177

Prothrombin time (INR) 1.1 (1.0-1.2) 1.2 (1.0-1.3) 0.028

AFP (ng/mL) 21.0 (9.0-286.7) 57.6 (6.5-712.4) 0.476

PIVKA II (mAU/mL) 121.0 (24.3-599.0) 180.0 (23.0-2955.8) 0.472

MELD score 8.0 (7.0-9.0) 9.0 (7.5-11.0) 0.051

Modified UICC 0.556

Stage I 2 (5.7) 3 (12.0)

Stage II 11 (31.4) 9 (36.0)

Stage III 14 (40.0) 6 (24.0)

Stage IV 8 (22.9) 7 (28.0)

BCLC stage 0.606

Intermediate stage (B) 9 (25.7) 5 (20.0)

Advanced stage (C) 26 (74.3) 20 (80.0)

Child-Pugh 0.126

Score 5 21 (60.0) 10 (40.0)

Score 6 14 (40.0) 15 (60.0)

Values are presented as median (range) or n (%).

TACE, transarterial chemoembolization; HCC, hepatocellular carcinoma; BMI, body mass index; AST, aspartate transaminase; ALT, alanine transaminase; BUN, blood urea nitrogen; Na, sodium; INR, international normalized ratio; AFP, alpha-fetoprotein; PIVKA II, protein induced by vitamin K absence-II; MELD, model for end-stage liver disease; UICC, Union for International Cancer Control; BCLC, Barcelona Clinic Liver Cancer.

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Supplementary Table 5. Multivariate Logistic Regression of Liver Function Deterioration

Characteristics Univariable OR (95% CI) p-value Multivariable OR (95% CI) B p-value

Alcohol (g/day) 1.011 (0.999-1.024) 0.077

Total bilirubin 7.681 (1.866-31.611) 0.005 7.681 (1.866-31.611) 2.039 0.005

Prothrombin time (INR) 112.366 (1.480-8530.505) 0.033

OR, odds ratio; CI, confidence interval; B, beta coefficient; INR, international normalized ratio.

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Supplementary Table 6. Baseline Characteristics (n=22) (BCLC Stage 0 or Stage A)

Variable Value

Mean age (years) 71.0 (63.0-75.3)

Male 9 (40.9)

Diabetes mellitus 8 (36.4)

BMI (kg/m2) 24.0 (21.0-26.0)

Alcohol intake (g/day) 0.0 (0-27.0)

Etiology of HCC

HBV 11 (50.0)

HCV 6 (27.3)

Alcohol 3 (13.6)

Other 2 (9.1)

Final follow-up state

Death 3 (13.6)

Ongoing follow-up 15 (68.2)

Lost to follow-up 4 (18.2)

Tumor size (cm) 1.9 (1.5-2.3)

Number of tumors 1.0 (1.0-2.0)

Portal vein thrombosis 0 (0.0)

Liver cirrhosis 22 (100.0)

Platelet (×103/µL) 138.0 (82.8-169.3)

Albumin (g/dL) 3.9 (3.5-4.2)

Total bilirubin (mg/dL) 0.9 (0.5-1.2)

AST (U/L) 47.5 (29.5-65.2)

ALT (U/L) 31.5 (18.8-40.3)

BUN (mg/dL) 14.2 (12.1-17.6)

Creatinine (mg/dL) 0.8 (0.7-0.9)

Na (mmol/L) 139.0 (137.0-141.0)

Prothrombin time (INR) 1.1 (1.0-1.1)

AFP (ng/mL) 16.0 (4.6-89.3)

PIVKA II (mAU/mL) 23.5 (17.1-92.8)

MELD score 8.0 (7.0-9.0)

Modified UICC stage

Stage I 9 (40.9)

Stage II 8 (36.4)

Stage III 5 (22.7)

Stage IV 0 (0.0)

BCLC stage

Very early stage (0) 8 (36.4)

Early stage (A) 14 (63.6)

Child-Pugh

Score 5 16 (72.7)

Score 6 6 (27.3)

Values are presented as median (range) or n (%).

BCLC, Barcelona Clinic Liver Cancer; BMI, body mass index; HCC, hepatocellular carcinoma; HBV, hepatitis B virus;

HCV, hepatitis C virus; AST, aspartate transaminase; ALT, alanine transaminase; BUN, blood urea nitrogen; Na, sodium; INR, international normalized ratio; AFP, alpha-fetoprotein; PIVKA II, protein induced by vitamin K absence-II; MELD, model for end-stage liver disease; UICC, Union for International Cancer Control.

Supplementary Material (BCLC stage 0-A and stage B)

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Supplementary Table 7. Baseline Characteristics (n=25) (BCLC Stage B)

Variable Value

Mean age (years) 65.0 (56.0-74.0)

Male 20 (80.0)

Diabetes mellitus 8 (32.0)

BMI (kg/m2) 23.8 (20.3-26.6)

Alcohol intake (g/day) 0.0 (0.0-41.4)

Etiology of HCC

HBV 15 (60.0)

HCV 5 (20.0)

Alcohol 3 (12.0)

Other 2 (8.0)

Final follow-up state

Death 4 (16.0)

Ongoing follow-up 10 (40.0)

Lost to follow-up 11 (44.0)

Tumor size (cm) 4.5 (3.3-6.1)

Number of tumors 2.0 (1.0-3.5)

Portal vein thrombosis 1 (4.0)

Liver cirrhosis 21 (84.0)

Platelet (×103/µL) 140.0 (126.5-190.5)

Albumin (g/dL) 3.9 (3.4-4.2)

Total bilirubin (mg/dL) 0.8 (0.5-1.1)

AST (U/L) 47.0 (29.5-68.5)

ALT (U/L) 41.0 (22.0-62.5)

BUN (mg/dL) 15.2 (11.5-18.4)

Creatinine (mg/dL) 0.9 (0.7-1.0)

Na (mmol/L) 139.0 (137.0-140.5)

Prothrombin time (INR) 1.1 (1.0-1.1)

AFP (ng/mL) 11.3 (6.0-209.2)

PIVKA II (mAU/mL) 309.0 (44.3-724.2)

MELD score 7.0 (7.0-8.5)

Modified UICC stage

Stage I 0 (0.0)

Stage II 13 (52.0)

Stage III 12 (48.0)

Stage IV 0 (0.0)

Child-Pugh

Score 5 16 (64.0)

Score 6 9 (36.0)

Values are presented as median (range) or n (%).

TACE, transarterial chemoembolization; HCC, hepatocellular carcinoma; BMI, body mass index; AST, aspartate transaminase; ALT, alanine transaminase; BUN, blood urea nitrogen; Na, sodium; INR, international normalized ratio; AFP, alpha-fetoprotein; PIVKA II, protein induced by vitamin K absence-II; MELD, model for end-stage liver disease; UICC, Union for International Cancer Control; BCLC, Barcelona Clinic Liver Cancer.

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