4. Fresnel and Fraunhofer diffraction
4. Fresnel and Fraunhofer diffraction
Remind! Diffraction under paraxial approx.
Remind! Diffraction under paraxial approx.
“Every unobstructed point of a wavefront, at a given instant in time, serves as a source of secondary wavelets (with the same frequency as that of the primary wave).
The amplitude of the optical field at any point beyond is the superposition of all these wavelets (considering their amplitude and relative phase).”
Huygens’s principle:
By itself, it is unable to account for the details of the diffraction process.
It is indeed independent of any wavelength consideration.
Fresnel’s addition of the concept of interference
Remind! Huygens-Fresnel principle
Remind! Huygens-Fresnel principle
Fresnel’s shortcomings :
He did not mention the existence of backward secondary wavelets,
however, there also would be a reverse wave traveling back toward the source.
He introduce a quantity of the obliquity factor, but he did little more than conjecture about this kind.
Gustav Kirchhoff : Fresnel-Kirhhoff diffraction theory
A more rigorous theory based directly on the solution of the differential wave equation.
He, although a contemporary of Maxwell, employed the older elastic-solid theory of light.
He found K(χ) = (1 + cosθ )/2. K(0) = 1 in the forward direction, K(π) = 0 with the back wave.
Arnold Johannes Wilhelm Sommerfeld : Rayleigh-Sommerfeld diffraction theory A very rigorous solution of partial differential wave equation.
The first solution utilizing the electromagnetic theory of light.
Remind! After the Huygens-Fresnel principle
Remind! After the Huygens-Fresnel principle
( ) ( ) ( )
r ds P jkr
j U P
U θ
λ cos
exp 1
01 01 1
0
∫∫
∑
=
( ) P h ( P P ) ( ) U P ds U
0∫∫
0,
1 1∑
=
( ) ( ) θ
λ cos
exp , 1
01 01 1
0
r
jkr P j
P
h =
) 90 by phase incident
the (lead 1
:
1
o
phase j
amplitude ν
λ ∝
∝
Each secondary wavelet has a directivity pattern cosθ
Remind! Huygens-Fresnel Principle revised by 1 st R – S solution
Remind! Huygens-Fresnel Principle revised by 1 st R – S solution
Impulse response function H-F principle
( ) ( ) ( )
r ds P jkr
j U P
U 1 exp cos
01 01 1
0
θ
λ ∫∫
∑
=
01
cos r
= z θ
( ) ( ξ η ) ( ) ξ η
λ
r d dU jkr j
y z x
U exp
,
, 2
01
∫∫
01∑
=
( ) (
2)
22
01
= z + x − ξ + y − η
r
Note! So far we have used only two assumptions (R-S solution) : Scalar wave equation + ( r
01>> λ )
Huygens-Fresnel Principle Huygens-Fresnel Principle
Screen (x,y) Aperture (ξ,η)
r01
⎥ ⎥
⎦
⎤
⎢ ⎢
⎣
⎡ ⎟
⎠
⎜ ⎞
⎝ + ⎛ −
⎟ ⎠
⎜ ⎞
⎝ + ⎛ −
≈
2 2
01
2
1 2
1 1
z y z
z x
r ξ η
( ) λ ( ) ξ η [ ( x ξ ) ( y η ) ] d ξ d η
z j k z U
j y e
x U
jkz
exp 2 ,
,
2 2⎭ ⎬
⎫
⎩ ⎨
⎧ − + −
= ∫ ∫
∞∞
−
( ) ( ) ( ) ξ η ( )
( )ξ η
λ
η λ ξ
η π
ξ
e d d
e U
z e j y e
x
U
z j z x yj k y
z x j k
jkz
∫ ∫
∞∞
−
+
− +
+
⎭ ⎬
⎫
⎩ ⎨
=
2 2 2⎧ ,
2 2 2 2,
( )
( ) ( )
z y f z x f z
j k y
z x j k jkz
Y X
e U
z e j y e
x U
λ λ
η
η
ξλ ξ
/ ,
/ 2
2
2 2 2
2
, )
, (
=
= +
+
⎭ ⎬
⎫
⎩ ⎨
= F ⎧
Since k is 10
Since k is 1077 order, the quadratic terms in rorder, the quadratic terms in r0101 must be considered in the exponent.must be considered in the exponent.
Fresnel diffraction integral
Fresnel (paraxial) Approximation
Fresnel (paraxial) Approximation
This is most general form of diffraction – No restrictions on optical layout
• near-field diffraction
• curved wavefront
– Analysis somewhat difficult
Fresnel Diffraction Fresnel Diffraction
Screen
z z
Curved wavefront (diverging wavelets)
Fresnel (near-field) diffraction Fresnel (near-field) diffraction
( )
2(
2 2)
( , ) ,
j k
U x y ≈ ⎨ ⎧ U ξ η e
z ξ η+⎫ ⎬
⎩ ⎭
F
y
Wavefront emitted
earlier
z Wavefront emitted
later
θ
z y
k G
Wavefront emitted
later
Wavefront emitted
earlier
(
01)
exp jkr
( )
⎥⎦⎤⎢⎣⎡ 2 + 2
exp 2 x y
z j k
(
01)
exp − jkr
( )
⎥⎦⎤⎢⎣⎡− 2 + 2
exp 2 x y
z j k
(
j2πα
y)
exp
(
j2 y)
exp −
πα
z=0
z=0 diverging
converging
Positive phase and Negative phase
Positive phase and Negative phase
λ
16 D
2z ≥
( ) ( )
[ ]
2max2 3 2
4 ξ η
λ
π − + −
〉〉 x y
z
• Accuracy can be expected for much shorter distances
( , ) 2 4
for U ξ η smooth & slow varing function; x − = ≤ ξ D λ z
Fresnel approximation
Accuracy of the Fresnel Approximation
Accuracy of the Fresnel Approximation
( x y ) U ( ξ η ) ( h x ξ y η ) d ξ d η
U , = ∫ ∫
∞, − , −
∞
−
( ) = ⎢⎣ ⎡ (
2+
2) ⎥⎦ ⎤
exp 2
, x y
z jk z
j y e
x h
jkz
λ
This convolution relation means that Fresnel diffraction is linear shift-invariant.
( ) λ ( ) ξ η [ ( x ξ ) ( y η ) ] d ξ d η
z j k z U
j y e
x U
jkz
exp 2 ,
,
2 2⎭ ⎬
⎫
⎩ ⎨
⎧ − + −
= ∫ ∫
∞∞
−
Impulse Response and Transfer Functions of Fresnel diffraction
Impulse Response and Transfer Functions of Fresnel diffraction
Impulse response function of Fresnel diffraction
(
X, Y)
exp 2 1(
X) (
2 Y)
2H f f j π z λ f λ f
λ
⎡ ⎤
= ⎢⎣ − − ⎥⎦
( ) { }
( ) ( )
,
2 2 2 2
( , )
exp exp
X Y
jkz
jkz
X Y
H f f h x y
e j x y e j z f f
j z z
π πλ
λ λ
≡
⎧ ⎡ ⎤ ⎫ ⎡ ⎤
= ⎨ ⎩ ⎢ ⎣ + ⎥ ⎦ ⎬ ⎭ = ⎣ − + ⎦
F F
( ) (
2)
2( ) (
2)
21 1
2 2
X Y
X Y
f f
f f λ λ
λ λ
− − ≈ − −
Under the paraxial approximation, the transfer function in free space becomes
Impulse Response and Transfer Functions of Fresnel diffraction
Impulse Response and Transfer Functions of Fresnel diffraction
(
X, Y;) (
X, Y;0 exp)
2 1(
X) ( )
2 Y 2f f z f f j z f f
ε ε π λ λ
λ
⎡ ⎤
= ⎢⎣ − − ⎥⎦
Remind! Transfer function of wave propagation phenomenon in free space
(
X, Y)
j2 zexp (
X2 Y2)
H f f e j z f f
π
λ
⎡ πλ ⎤
= ⎣ − + ⎦
We confirm again that the Fresnel diffraction is paraxial approximation
z y z
z x
r ξ η
−
−
01 ≈
( ) ( ) ξ η ( ) ξ η
λ
η λ ξ
π
d d e
z U j
y e x
U
j z x yjkz ∞ − +
∞
∫ ∫
−= ,
2,
( )
{ }
f x z f y zjkz
Y X
z U j
e
λ
η
λλ ξ ,
= / , = /= F
( ) (
2)
22
01
= z + x − ξ + y − η r
Fresnel Diffraction between Confocal Spherical Surfaces Fresnel Diffraction between Confocal Spherical Surfaces
The Fresnel diffraction makes the exact Fourier transforms between the two spherical caps.
In summary, Fresnel diffraction is …
( ) ( ) ( ξ η ) ξ η
λ η π
λ U ξ j z x y d d
z j e y e
x U
y z x
j k jkz
⎥⎦ ⎤
⎢⎣ ⎡ − +
= ∫ ∫
∞∞
−
+
2
exp ,
,
) 2 (
2 2
( )
2
max 2
2
η
ξ +
〉〉 k z
( )
{ }
f x z f y zy z x
j k jkz
Y X
z U j
e e
λ
η
λλ ξ
/ , /) 2 (
,
2 2
=
= +
= F
formular s
designer' anttena
D :
z λ
2
2>
Fraunhofer Approximation Fraunhofer Approximation
01
1 x y
r z
z z
ξ η
⎡ ⎤
≈ ⎢ ⎣ − − ⎥ ⎦
• Specific sort of diffraction – far-field diffraction
– plane wavefront – Simpler maths
Fraunhofer (far-field) diffraction Fraunhofer (far-field) diffraction
( )
,(
,)
exp 2( )
U x y U j x y d d
z
ξ η π ξ η ξ η
λ
∞
−∞
⎡ ⎤
≈
∫ ∫
⎢⎣− + ⎥⎦Plane waves
Circular aperture 1
1
r a circ r
r a a
⎧ ≤
⎛ ⎞ = ⎨
⎜ ⎟ >
⎝ ⎠ ⎩
Circular Aperture
Circular aperture
Single slit (sinc ftn)
Sin θ
0 λ/D 2λ/D 3λ/D
−λ/D
−2λ/D
−3λ/D
Intensity
Airy Disc
• Similar pattern to single slit – circularly symmetrical
• First zero point when ½kD sinθ = 3.83 – sinθ = 1.22
λ/
D– Central spot called “Airy Disc”
• Every optical instrument
• microscope, telescope, etc.
– Each point on object
• Produces Airy disc in image.
(Appendix : Step and repeat function)
Two-dimensional array of rectangular apertures
Two-dimensional array with irregular spacing
randomized
Diffraction from an array of finite size
Diffraction from an array of finite size (2) : for large C
unit cell (a x l)
c
Double-slit diffraction
( ) ( ) ( ) ( )
[ ]
[ ]
β α α β
β ε β
ε
β α β β
θ α
θ β
θ
β β
α β
β α
θ θ
θ θ
θ θ
2 2
2 2 2
2
2 1 2
1
2 / sin ) ( 2
/ sin ) ( 2
/ sin ) (
2 / sin ) (
2 ) (
2 ) ( 2 sin
) (
2 ) (
sin
sin cos 4
sin cos 2
2 2
sin cos ) 2
( )
2 (
sin ,
sin sin
1
⎟⎟⎠
⎜⎜ ⎞
⎝
= ⎛
⎟⎟⎠
⎜⎜ ⎞
⎝
⎟⎟ ⎛
⎠
⎜⎜ ⎞
⎝
⎟⎛
⎠
⎜ ⎞
⎝
= ⎛
⎟⎠
⎜ ⎞
⎝
= ⎛
=
− +
−
=
≡
≡
− +
−
=
⎟⎟⎠
⎜⎜ ⎞
⎝ +⎛
⎟⎟⎠
⎜⎜ ⎞
⎝
= ⎛
−
−
−
− +
−
− +
−
+
−
−
− +
−
∫
∫
o o
L o
o R
o i L
i i i
i i o
R L
b a ik b
a ik b
a ik b
a ik o
L
b a
b a
iks o
b L a
b a
iks o
R L
r I b E c
irradiance
; c E
I
r b e E
e e
e e
i e b r
E E
ka
kb
e e
e ik e
r E
ds r e
ds E r e
E E
a b
b (a-b)/2 (a+b)/2
Double-slit diffraction
m b a p
: (2)
&
(1) satisfying or
orders, missing
for Condition
2, 1, 0, m , θ b
m : minima n
diffractio
(2) - - - - - - - - - b
b
: term envelope n
diffractio The
2, 1, 0, p , θ a
p : maxima ce
interferen
(1) - - - - - - - - - a
: term ce interferen The
r b E I c
I
I
o L o o
o
⎟⎠
⎜ ⎞
⎝
= ⎛
±
±
=
=
⎟⎟
⎟⎟
⎠
⎞
⎜⎜
⎜⎜
⎝
⎛
±
±
=
=
⎥⎦⎤
⎢⎣⎡
=
⎟⎟⎠
⎜⎜ ⎞
⎝
⎟⎛
⎠
⎜ ⎞
⎝
= ⎛
⎟⎟⎠
⎜⎜ ⎞
⎝
= ⎛
"
"
sin sin sin sin
sin cos sin
cos , 2 sin cos
4
2 2
2
2 2
2
λ λ
θ π λ
θ π
λ
λ θ α π
α ε β
β
Multiple-slit diffraction
[[ ]]
[[ ]]
{ }
2 2 2 /
1
2 ) ) 1 2 (
2 ) ) 1 2 (
2 ) ) 1 2 (
2 ) ) 1 2 (
sin sin
sin sin
sin ⎟
⎠
⎜ ⎞
⎝
⎟⎟ ⎛
⎠
⎜⎜ ⎞
⎝
= ⎛
+
=
∑ ∫ ∫
=
+
−
−
−
−
−
+
−
−
−
α α β
β
θ θ
I N I
ds e
ds r e
E E
o
N
j
b a j
b a j
b a j
b a j
iks iks
o R L
integers other
all p
for occur minima
2N, N,
0, p for occur maxima
principal
2, 1, 0, p , θ N a
p or N , : p
minima
N N N
: N magnitude
2, 1, 0, m , θ a
m or , m :
maxima principal
(1) - - - - - - - - - N
: term ce interferen The
lim
lim
m m2
=
±
±
=
⇒
±
±
=
=
=
±
=
=
±
±
=
=
→
⎟⎠
⎜ ⎞
⎝
⎛
→
→
"
"
"
sin
cos cos sin
sin
sin sin
sin
λ α π
α α α
α
λ π
α α
α
π α π
α
Examples of Fraunhofer Diffraction
⎟ ⎠
⎜ ⎞
⎝
⎟ ⎛
⎠
⎜ ⎞
⎝
⎥⎦ ⎛
⎢⎣ ⎤
⎡ +
= ω
η ω
ξ ξ
π 2 2
2 2 2
1 m f rect rect
t
Acos(
o)
Thin sinusoidal amplitude grating
25 .
0
= 0 η
% .
/ 16 6 25
2
1
= m ≤
η
+% .
/ 16 6 25
2
1
= m ≤ η
−Thin sinusoidal amplitude grating
⎭⎬
⎫
⎩⎨
⎧ ⎟
⎠
⎜ ⎞
⎝
⎛ −
⎟+
⎠
⎜ ⎞
⎝
⎛ +
⎟+
⎠
⎜ ⎞
⎝
⎟ ⎛
⎠
⎜ ⎞
⎝
⎥⎦ ⎛
⎢⎣ ⎤
= ⎡ 2 ( )
4 sin )
2 ( 4 sin
sin 2 sin 2
) 2 ,
( 2
2 2
2 2
2 2
z f z x
m c z
f z x
m c z
c x z
c y z
y A x
I o oλ
λ λ ω
λ ω λ
ω λ
ω λ
) , (
) , (
) , ( )
cos(
o X Y X o Ym f
Xf
of
Yf f m f
f f m f
FT ⎥⎦ ⎤ = + + + −
⎢⎣ ⎡ + π ξ δ δ δ
4 4
2 2 1
2 2
1
m=1
( ) ( ) ⎟
⎠
⎜ ⎞
⎝
⎟ ⎛
⎠
⎜ ⎞
⎝
⎥⎦ ⎛
⎢⎣ ⎤
= ⎡
rect w rect w
m f j t
A2 2 2
2
0η ξ ξ
π η
ξ , exp sin
( ) ( ) ⎟
⎠
⎜ ⎞
⎝
⎥⎦ ⎛
⎢⎣ ⎤
⎡ −
⎟ ⎠
⎜ ⎞
⎝
⎟ ⎛
⎠
⎜ ⎞
⎝
≈ ⎛ ∑
∞−∞
=
z
z wy qf
z x w J m
z y A
x I
q
q
λ λ
λ λ
sinc 2 sinc 2
,
22
2 0 22
Thin sinusoidal phase grating
m/2=4
) , (
) sin(
exp
X o Yq
q
o
m f qf f
J m f
j
FT ⎟ −
⎠
⎜ ⎞
⎝
= ⎛
⎭ ⎬
⎫
⎩ ⎨
⎧ ⎥⎦ ⎤
⎢⎣ ⎡
∑
∞−∞
=
δ
ξ
π 2
2 2
⎟ ⎠
⎜ ⎞
⎝
= ⎛
2
2
m
J
qη
q% .
.
% . .
min ,
max ,
27 4
2 2 4
2 2
8 33 8
2 1
2 1 2
0 0
2 1 1
⎟ =
⎠
⎜ ⎞
⎝
⎛ =
⎟ =
⎠
⎜ ⎞
⎝
⎛ =
=
⎟ =
⎠
⎜ ⎞
⎝
⎛ =
=
±
±
±
J m where 0,
m J
m
J η
η
Fresnel Diffraction by Square Aperture
(b) Diffraction pattern at four axial positions marked by the arrows in (a) and
corresponding to the Fresnel numbers NF=10, 1, 0.5, and 0.1. The shaded area represents the geometrical shadow of the slit. The dashed lines at represent the width of the Fraunhofer pattern in the far field. Where the dashed lines coincide with the edges of the geometrical shadow, the Fresnel number NF=0.5.
( D)d
x = λ/
Fresnel Diffraction from a slit of width D = 2a. (a) Shaded area is the geometrical shadow of the aperture. The dashed line is the width of the Fraunhofer diffracted beam.
number Fresnel
: z w N
F= / λ
2w