25. Optical properties of materials-Metal
Drude Model
• Conduction Current in Metals
• EM Wave Propagation in Metals
• Skin Depth
• Plasma Frequency
Drude model
z
Drude model : Lorenz model (Harmonic oscillator model) without restoration force (that is, free electrons which are not bound to a particular nucleus)
Remind! Linear Dielectric Response of Matter
Conduction Current in Metals Conduction Current in Metals
2 2
2
: v
:
e
The current density is defined
A C
J N e
m s m
Substituting in the equation of motion we obtain
dJ N e
J E
dt γ m
⎡ ⎤
= − ⎢ ⎣ = ⎥ ⎦
⎛ ⎞
+ = ⎜ ⎟
⎝ ⎠
i
The equation of motion of a free electron (not bound to a particular nucleus; ),
( : relaxation time )
2
14 2
0
1 10
e
e e e
C m
d r d r d v
m e E m m v e E s
dt dt
dt C r γ τ
τ γ
−=
= − − − ⇒ + = − = ≈
Lorentz model
(Harmonic oscillator model)
Drude model (free-electron model) If
C = 0
( ) ( )
( )
( ) ( ) ( )
0 0
0
0 0 0
:
exp exp
:
exp exp exp exp
Assume that the applied electric field and the conduction current density are given by
E E i t J J i t
Substituting into the equation of motion we obtain
d J i t
J i t i J i t J i t
dt
ω ω
ω γ ω ω ω γ ω
= − = −
⎡ − ⎤
⎣ ⎦ + − = − − + −
( )
( )
( )
2 0
2
0 0
exp
exp :
,
e
e
N e E i t
m
Multiplying through by i t
i J N e E or equivalently
m
ω ω ω γ
⎛ ⎞
= ⎜ ⎟ −
⎝ ⎠
+
⎛ ⎞
− + = ⎜ ⎟
⎝ ⎠
Local approximation to the current-field relation
2
e
dJ N e
J E
dt + γ = ⎜ ⎛ m ⎞ ⎟
⎝ ⎠
( )
2e
i J N e E
ω γ ⎛ m ⎞
− + = ⎜ ⎟
⎝ ⎠
( )
( ) ( )
2 2
2
,
, :
:
, /
0
1 /
/
1 :
e e
e
N e N e
J E E where static conductivity
m m
For the general case of a For static field
J E
i
n oscillating applied field
N e m
E where dynamic conduc
i s
ω ω i
σ σ
γ γ
σ σ σ
ω γ γ ω
σ ω γ
ω
⎡ ⎤
= ⎢⎣ − ⎥
⎛ ⎞
= ⎜ ⎟ = =
⎝ ⎠
= = =
− −
⎦
=
( )
,.
, 1
,
tivity
the dynamic conductivity is purely real and the electrons follow the electric f For very low frequencies
As the frequency of the applied field inc
ield
the inertia of electrons introduces a phase lag in th
re e electron
ases ω γ <<
( ) ( )
2, .
,
, 1
90
i
response to the field and the dynamic conductivity is complex
J i E e E
the dynamic conductivity is purely imaginary
and the electron oscillations are out of phase with the a For very high frequ
pplied encies
fi
σ π σ
ω γ ≈ =
°
>>
eld.
( )
2e
i J N e E
ω γ ⎛ m ⎞
− + = ⎜ ⎟
⎝ ⎠
Propagation of EM Waves in Metals Propagation of EM Waves in Metals
( )
( )
2 2
2 2 2
0
2 2
2 2 2
0
' :
1 1
, 1 /
:
1 1
1 /
Maxwell s relations give us the following wave equation for metals
E J
E c t c t
But J E
i
Substituting in the wave equation we obtain
E E
E c t c i t
The wave equation is ε
σ ω γ
σ
ε ω γ
∂ ∂
∇ = +
∂ ∂
⎡ ⎤
= ⎢ ⎣ − ⎥ ⎦
⎡ ⎤
∂ ∂
∇ = ∂ + ⎢ ⎣ − ⎥ ⎦ ∂
( )
( )
0
2 2
2
2
0 0 0
: ex
1
p
, 1
/
satisfied by electric fields of the form
E E i k
k i
r t
i
whe e c
c
r
ω
ε ω μ
ω γ μ
ω σ
⎡ ⎤
= ⎣ ⋅ − ⎦
⎡ ⎤
= + ⎢
⇒
− ⎥⎦=
⎣
0
,
0 ≠
= J
P
Skin Depth at low frequency Skin Depth at low frequency
( )
( )
2
2
2 0
0 0
2
0
0 0 0
:
1 / exp 2
, exp exp cos sin 1
2 4 4 4 2
Consider the case where is small enough that k is given by
k i i i
c i
Then k i i i i
ω σ ω μ
ω σ ω μ π σ ω μ
ω γ
σ ω μ
π σ ω μ π σ ω μ π π σ ω μ
⎡ ⎤ ⎛ ⎞
= + ⎢ ⎣ − ⎥ ⎦ ≅ = ⎜ ⎝ ⎟ ⎠
⎡ ⎤
⎛ ⎞ ⎛ ⎞ ⎛ ⎞ ⎛ ⎞
≅ ⎜ ⎝ ⎟ ⎠ = ⎜ ⎝ ⎟ ⎠ = ⎢ ⎣ ⎜ ⎟ ⎝ ⎠ + ⎜ ⎟ ⎝ ⎠ ⎥ ⎦ = +
( ) ( ) ( ) ( )
2
0 0
,
0
0 0 0
2 2 2
, :
exp exp exp exp exp
R I R I R I
I R R
c
k k n n c k
In the metal for a wave propagating in the z direction
E E ikz E k z i k z t E z i k z t
σ ω μ σ μ σ
ω ω ωε
ω ω
δ
= = ⇒ = = ⎛ ⎞ ⎜ ⎟ ⎝ ⎠ = =
−
⎛ ⎞
= = − ⎡ ⎣ − ⎤ ⎦ = ⎜ ⎝ − ⎟ ⎠ ⎡ ⎣ − ⎤ ⎦
2 0
0
2
7 1 1 7
1 2 2
:
5.76 10 5.76 10 0.66
I
The skin depth is given by c
k
C s
For copper the static conductivity m m
J m
δ δ ε
σ ω μ σ ω
σ
− −δ μ
= = =
= × Ω = × − → =
−
Refractive Index of a metal Refractive Index of a metal
( )
( ) ( )
2
2 0
2
2 2
2
2 2 0 0
2
2
2 0
2
2
2 2
0
,
1 /
1 1
1 / 1 /
1
,
pe
Now consider again the general case k i
c i
c c
c i
n k i i
i i i
n c
i
The plasma frequency is defined c N e
m σ ω μ ω
ω γ
σ μ γ σ μ
ω ω ω γ γ ω ω γ
γ σ μ ω ω γ
ω γ σ μ γ
γ
⎡ ⎤
= + ⎢ ⎣ − ⎥ ⎦
⎧ ⎫ ⎧ ⎫
⎪ ⎪ ⎪ ⎪
= = + ⎨ ⎪ ⎩ ⎡ ⎣ − ⎤ ⎦ ⎬ ⎪ ⎭ = + ⎨ ⎪ ⎩ ⎡ ⎣ − ⎤ ⎦ ⎬ ⎪ ⎭
⇒ = −
+
= = ⎛
2 0 20
2 2
2
2
0
,
1 ,
e
p
p
e
c N e
m
The refractive index of the conductive medium is given by
n where N e
i m
μ ε
ω ω
ω ω γ ε
⎞ =
⎜ ⎟
⎝ ⎠
= − =
+
: Plasma frequencyIf the electrons in a plasma are displaced from a uniform background of ions,
electric fields will be built up in such a direction as to restore the neutrality of the plasma by pulling the electrons back to their original positions.
Because of their inertia, the electrons will overshoot and oscillate around their equilibrium positions with a characteristic frequency known as the plasma frequency.
/ ( ) / : electrostatic field by small charge separation
exp( ) : small-amplitude oscillation
( )
( )
2 2 2
2 2
2
2
s o o o
o p
s p p
o
p
o
o
E Ne x x
x x i t
d x Ne Ne
m e E
m t m
e
m
N d
σ ε δ ε δ
δ δ ω
δ ω ω
ε
ω ε
ε
= =
= −
= − ⇒ − = − ⇒ =
=
What is the plasma Frequency?
What is the plasma Frequency?
Critical wavelength (or, plasma wavelength) Critical wavelength (or, plasma wavelength)
Born and Wolf, Optics, page 627.
p p
c
c ω λ π
λ = = 2
For a high frequency ( ),
by neglecting .
2 2
1
2pn
ω γ
ω γ
ω
>>
≈ −
2 2
n 1 2 p
i
ω
ω ω γ
= − +
Refractive Index of a metal Refractive Index of a metal
: is complex
: is real
and radiation is attenuated.
and radiation is not attenuated(transparent).
p
p
n
n ω ω
ω ω
<
>
ÆEM waves with lower frequencies are reflected/absorbed at metal surfaces.
ÆEM waves with higher frequencies can propagate through metals.
Dispersion of Refractive Index for copper
Dispersion of Refractive Index for copper
2
2 2
2
2 2
2 2
2 2 3 2
( )
( ) 1
( ) 2
1
R I
p
R I
R I R I
p p
i n
n in
i
n n i n n
i
ε ω ε ε
ω
ω ωγ
ω ω γ
ω γ ω ωγ
= + =
= + = −
+
= − +
⎛ ⎞ ⎛ ⎞
= − ⎜ ⎜ ⎝ + ⎟ ⎟ ⎠ + ⎜ ⎜ ⎝ + ⎟ ⎟ ⎠
Dielectric constant of metal given by Drude model
γ τ
ω >> = 1 2 2
2 3
( ) 1
/
p p
ω i ω
ε ω ω ω γ
⎛ ⎞ ⎛ ⎞
= − ⎜ ⎜ ⎟ ⎟ + ⎜ ⎜ ⎟ ⎟
⎝ ⎠ ⎝ ⎠
Ideal case : metal as a free-electron gas
• no decay (infinite relaxation time)
• no interband transitions
2
0 2
( ) τ γ ( ) 1 ω p
ε ω ε ω
ω
→∞
→
⎛ ⎞
⎯⎯⎯ → = − ⎜ ⎜ ⎟ ⎟
⎝ ⎠
2
1 p 2 r
ε ω
= − ω 0
Plasma wave (oscillation) = density fluctuation of charged particles
Plasmon = plasma wave with well defined oscillation frequency (energy)
Plasmon in metals = collective oscillation of free electrons with well defined energy
Surface plasmons = Plasmons on metal surfacesAn application of Drude model : Surface plasmons
An application of Drude model
: Surface plasmons
Plasmons propagating through bulk mediawith a resonance at ωp
Æ Bulk Plasmons
Plasmons confined but propagating on surfaces
Æ Surface Plasmons (SP)
Plasmons confined at nanoparticles with a resonance at
Æ Localized Surface Plasmons
+ + +
- - -
+ - +
k
Plasma oscillation = density fluctuation of free electrons
0 2
ω ε
m Ne
drude
p
=
0 2
3 1 ω ε
m Ne
drude
particle
=
Plasma waves (plasmons)
Dispersion relation for EM waves in electron gas (bulk plasmons)
( ) k
ω ω =
• Dispersion relation:
Dispersion relation for surface plasmons
TM wave
ε
mε
dxm xd
E = E H
ym= H
ydε
mE
zm= ε
dE
zd• At the boundary (continuity of the tangential E
x, H
y, and the normal D
z):
Z > 0
Z < 0
Dispersion relation for surface plasmons
zm zd
m d
k k
ε = ε
xm xd
E = E
ym yd
H = H
xm m ym
zm
H E
k = ωε
yd d
zd ym
m
zm
k H
k H
ε
ε =
) ,
0 ,
( − i ωε
iE
xi− i ωε
iE
zi)
, 0 ,
( − ik
ziH
yiik
xiH
yixi i yi
zi
H E
k = ωε
xd d yd
zd
H E
k = ωε
Dispersion relation for surface plasmons
• For any EM wave:
2
2 2 2
i x zi x xm xd
k k k , where k k k
c ε ⎛ ⎞ ω
= ⎜ ⎟ ⎝ ⎠ = + ≡ =
m d x
m d
k c
ε ε ω
ε ε
= +
SP Dispersion Relation
k
k
xk
ziFor a bound SP mode:
k
zimust be imaginary: ε
m+ ε
d< 0
k’
xmust be real: ε
m< 0 So,
Dispersion relation:
Dispersion relation for surface plasmons
'
m d
ε < − ε
2 2
2 2
zi i x x i x i
k k i k k
c c c
ω ω ω
ε ⎛ ⎞ ε ⎛ ⎞ ε ⎛ ⎞
= ± ⎜ ⎟ ⎝ ⎠ − = ± − ⎜ ⎟ ⎝ ⎠ ⇒ > ⎜ ⎟ ⎝ ⎠
2 1/ 2
'
izi zi zi
m d
k k ik
c
ε ω
ε ε
⎛ ⎞
= + = ± ⎜ ⎝ + ⎟ ⎠
z-direction:
2
2 2
zi i x
k k
c ε ⎛ ⎞ ω
= ⎜ ⎟ −
⎝ ⎠
+ for z < 0 - for z > 0
1/ 2
' "
m dx x x
m d
k k ik
c
ε ε ω
ε ε
⎛ ⎞
= + = ⎜ ⎝ + ⎟ ⎠
x-direction: ε
m= ε
m'+ i ε
m"Plot of the dispersion relation
2 2
1 )
( ω
ω ω
ε
m= −
pm d x
m d
k c
ω ε ε
ε ε
= +
• Plot of the dielectric constants:
• Plot of the dispersion relation:
d p sp
d m
ω
ω ε
ω ε
ε
= +
≡
∞
→
⇒
−
→
•
1 , k
, When
x
2 2 2 2
) 1
(
) (
p d
d p sp
x
k c
k ε ω ω
ε ω ω ω
− +
= −
=
Surface plasmon dispersion relation:
2 / 1
⎟⎟ ⎠
⎜⎜ ⎞
⎝
⎛
= +
d m
d m
x
c
k ε ε
ε ε ω
ω
ω
pd p
ε ω
+ 1
Re k
xreal k
xreal k
zimaginary k
xreal k
zreal k
ximaginary k
zd
ck
xε
Bound modes Radiative modes
Quasi-bound modes
Dielectric:
εd
Metal: εm= εm'+ εm"
x z
(ε'
m> 0)
(−ε
d< ε'
m< 0)
(ε'
m< −ε
d)
2 2 2 2
p c kx
ω =ω +
Surface plasmon dispersion relation
2 1/ 2 i zi
m d
k c
ε ω
ε ε
⎛ ⎞
= ⎜ ⎝ + ⎟ ⎠
λ π /
= 2
λx~λ Λx<<λ
Barnes et al., Nature (2003)
Surface plasmon 응용
Several 1 cm long, 15 nm thin and 8 micron wide gold stripes guiding LRSPPs 3-6 mm long control electrodes
low driving powers (approx. 100 mW) and high extinction ratios (approx. 30 dB) response times (approx. 0.5 ms)
total (fiber-to-fiber) insertion loss of approx. 8 dB when using single-mode fibers
Surface plasmonic waveguides
금속선 전자신호
광 신호 광 신호
전자신호
Metal waveguides
Asymmetric mode : field enhancement at a metallic tip
E r E
rE z
E
zM. I. Stockman, “Nanofocusing of Optical Energy in Tapered Plasmonic Waveguides,” Phys. Rev. Lett. 93, 137404 (2004)]
Nano-scale light guiding
Metal Nanoparticle Waveguides Metal
Metal Nanoparticle Nanoparticle Waveguides Waveguides
Maier et al., Adv. Mater. 13, 1501 (2001)
Nano Plasmonics
Nano Nano Plasmonics Plasmonics
Nano-Photonics Based on Plasmonics Nano Nano - - Photonics Based on Photonics Based on Plasmonics Plasmonics
By Prof. M. Brongersma
Nanoscale integrated circuits with the operating
speed of photonics can be possible!
A World of NanoPlasmonics
Could such an Architecture be Realized with
Metal rather than Dielectric Waveguide Technology?
Harry Atwater, California Institute of Technology
On-chip light
source Short-range(~ nm)
waveguides
Nano-
photonics
~ cm
Long-range(~ cm) waveguides
Nano-electronics
Photonic integrated circuit